The SEC’s new derivatives rule: practical implications for funds

The SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.

Complying with cybersecurity regulations in an increasing threat environment

Cybersecurity regulation is evolving in the commodity and derivatives markets.

Reviewing Europe’s algorithmic trading rules

Algorithmic trading has become a central component in modern financial markets. In Europe, MiFID II introduced a comprehensive set of rules around algorithmic and high-frequency trading as well as various aspects of market microstructure.

FFK Holiday Auction

Round out your holiday gifts with fantastic options from the virtual FFK Holiday Auction! Find unique gifts and experiences to share with your family, friends and colleagues and raise much-needed funds for the industry’s charity, Futures for Kids.

Virtual Futures & Options Expo 2020 speaker consent form

FIA PTG virtual members meeting

4:00 CT / 5:00 ET

Cybersecurity “war room” exercise

This virtual exercise will cover a major co-location data center loss that poses a potential systemic risk to the futures markets and its participants.

Q3 2020 trends in futures and options trading

Join us on 28 October for a webinar that will present data on volume and open interest across the global listed derivatives markets, with break-downs by asset class and region as well as comparisons to historical trends.

Speaker Consent Form - virtual Asia Derivatives Conference (Asia-V)

FIA CCP Tracker subscription