Compliance and Regulation Forum: The Future of Cross-border Market Regulation

The UK’s departure from Europe is changing the nature of cross-border market regulation with strains developing between the EU and third countries. This member-forum will consider the future of the equivalence approach and how this will impact access to market infrastructure across borders, as well as discussing how third-country firms can continue to provide services to clients in Europe.

Webinars

DOJ's foray into the CFTC's enforcement world: spoofing, commodities fraud, wire fraud and even RICO

This webinar will cover DOJ's transition from bringing Commodity Exchange Act claims (manipulation and false reporting) to relying more heavily on commodities fraud and wire fraud.

Asset Management Derivatives Forum 2020

Attracting more than 400 executives, the annual Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation

Compliance and Regulation Forum

Fintech and Cyber Resilience Join FIA on Tuesday 30 October for the Compliance and Regulation Forum on Fintech and Cyber Resilience. The forum will consist of a keynote address from the Bank of England and two panels.

FIA Principal Traders Group

FIA Hall of Fame

Law & Compliance Division

FIA Forum: Hong Kong 2019

We are pleased to be returning to Hong Kong for our fifth FIA forum. Join some of the leading players in the regional markets as they discuss the growth in China, the developments in cross-border trading and how current geopolitical issues will be affecting the exchange trade derivatives market.

Associate Membership Application