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FIA Principal Traders Group

The FIA Principal Traders Group is an association of firms that trade their own capital on exchanges in futures, options and equities markets worldwide. FIA PTG advocates for open access to markets, transparency, and data-driven policy.

Learn more about FIA PTG
Electronic Trading

FIA, FIA PTG, and FIA EPTA members are working to educate the public on the benefits of automated trading, provide policymakers with expert feedback on regulatory proposals, and promote best practices in risk controls.

August 24, 2020 CONTINUE READING
FIA PTG responds to SEC Dealer Definition Proposal
May 27, 2022 CONTINUE READING
FIA PTG Responds to US Treasury Request for Information on Transparency
August 26, 2022 CONTINUE READING
FIA PTG responds to FINRA Proposal to enhance TRACE reporting for US Treasury Securities
June 24, 2022 CONTINUE READING
FIA Principal Traders Group releases white paper on central clearing in the US Treasury market
July 19, 2021 CONTINUE READING

News

  • FIA PTG responds to FINRA Trading Activity Fee Proposal

    In a letter filed today with FINRA, the FIA Principal Traders Group (FIA PTG) supported FINRA’s proposal to exempt from the Trading Activity Fee (“TAF”) transactions executed by proprietary trading firms (“PTFs”) on an exchange of which the firm is a member.

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  • FIA PTG responds again to FINRA proposal to add IntelligentCross ATS to the Alternative Display Facility

    In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) again opposed a proposal to add IntelligentCross ATS as a new entrant to FINRA’s Alternative Display Facility.

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  • FIA PTG responds to Nasdaq proposal to add additional order types

    In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) opposed Nasdaq’s proposal to establish new “Contra Midpoint Only” and “Contra Midpoint Only with Post-Only” order types.

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  • FIA PTG responds to FINRA proposal to add IntelligentCross ATS to the Alternative Display Facility

    In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) opposed a proposal to add IntelligentCross ATS as a new entrant to FINRA’s Alternative Display Facility.

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  • FIA PTG responds to FINRA proposal to shorten reporting windows for some bond contracts

    In a letter filed with FINRA today, the FIA Principal Traders Group (FIA PTG) supported a proposal to shorten reporting times in corporate bonds, agency debt securities, asset-backed securities and agency pass-through mortgage-backed securities traded to-be-announced for good delivery.

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  • FIA PTG responds to SEC Proposal to Require FINRA Membership

    In a letter filed with the Securities and Exchange Commission (SEC) , the FIA Principal Traders Group opposed a Proposal that would generally require Association (FINRA) membership for any registered proprietary broker-dealer that effects securities transactions elsewhere than on a national securities exchange of which it is a member.

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