Search

FIA Principal Traders Group

The FIA Principal Traders Group is an association of firms that trade their own capital on exchanges in futures, options and equities markets worldwide. FIA PTG advocates for open access to markets, transparency, and data-driven policy.

Learn more about FIA PTG
Electronic Trading

FIA, FIA PTG, and FIA EPTA members are working to educate the public on the benefits of automated trading, provide policymakers with expert feedback on regulatory proposals, and promote best practices in risk controls.

July 18, 2024 CONTINUE READING
FIA PTG makes the case for Congressional oversight over CAT funding
December 8, 2023 CONTINUE READING
FIA PTG responds to SEC equity market structure reform proposals
March 31, 2023 CONTINUE READING
FIA PTG responds to FTC Non-Compete Clause Rulemaking
April 19, 2023 CONTINUE READING
FIA PTG responds to SEC Dealer Definition Proposal
May 27, 2022 CONTINUE READING

News

  • FIA PTG Comments on Application of 24X National Exchange LLC for Registration as an Exchange

    In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) responded to the SEC’s institution of proceedings in connection with 24X National Exchange’s (24X) application for registration as a national securities exchange.

    CONTINUE READING

  • FIA PTG responds to FICC trade submission requirement proposal

    In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) responded to the Fixed Income Clearing Corporation’s (FICC) trade submission requirement proposal.

    CONTINUE READING

  • FIA releases best practices for automated trading risk controls and system safeguards

    This paper consolidates our previous work and covers best practices in pre-trade risk management, exchange volatility control mechanisms, post-trade analysis and exchange-based conformance testing, among other areas. These practices are designed to help ensure that markets operate safely, regardless of the technology used. 

    CONTINUE READING

  • FIA and FIA PTG support another legal challenge to US FTC rule banning noncompete agreements

    FIA and the FIA Principal Traders Group along with several other financial services trade associations filed an amicus brief in a third case involving the US Federal Trade Commission’s final rule that would ban nearly all noncompete agreements in the US.

    CONTINUE READING

  • FIA PTG responds to CBOT block trade reporting window change  

    In a letter filed with the Commodity Futures Trading Commission, the FIA Principal Traders Group raised concerns with the self-certified rule change by the Chicago Board of Trade that extends the block trade reporting window for certain CBOT US Treasury futures contracts.

    CONTINUE READING

  • FIA and FIA PTG support legal challenge of US FTC rule banning noncompete agreements

    FIA and the FIA Principal Traders Group along with several other financial services trade associations have filed an amicus brief in a second case involving the US Federal Trade Commission’s proposed rule that would ban nearly all noncompete agreements in the US.

    CONTINUE READING
Access the full archive of FIA PTG articles