FIA Disaster Recovery Test

On October 24th, 2020, FIA again supported the global cleared derivatives industry conduct its annual disaster recovery and connectivity test.

2020 U.S. election: the impact on derivatives markets

MEMBERS ONLY virtual forum featuring political analyst Charlie Cook and a panel of Washington insiders

Webinar Speaker Consent Form

Partner with Us

Giving Back

FIA MarketVoice Podcast

15th Annual Chicago Golf Outing

hosted by the FIA Operations Americas Division

Newsroom

CFTC’s Jurisdiction over Fraud in the Cash Markets: Are there any Limits?

The Dodd Frank Act added a Section 6(c)(1) to the Commodity Exchange Act, entitled “Prohibition Against Manipulation.”  Section 6(c)(1) authorized the CFTC to promulgate rules and regulations prohibiting any person to use or employ any manipulative or deceptive device or contrivance in connection with, among other things, a contract for sale of any commodity in interstate commerce.  Are there any limits to the application of the resulting CFTC regulation parroting 6(c)(1)’s language prohibiting the use of manipulative or deceptive devices in the sale of a commodity in interstate commerce?

Cybersecurity Workshop

Is your firm prepared for a ransomware attack? Join the Market Technology Division on Tuesday, October 29 for an interactive cybersecurity workshop that takes you through a ransomware scenario that potentially poses systemic risk to the futures markets and participants. Bring your colleagues that would need to collaborate under a dramatic market disruption scenario, including teams that need to communicate, address issues and ensure business continuity on behalf of the clearing house, clearing members and buy-side participants.