Rosemary McFadden began her Wall Street career as a staff attorney at the New York Mercantile Exchange (Nymex), was promoted to Executive Vice President after one year and in the following year was elected President by the Board of Directors, becoming the first woman President of any stock or futures exchange in the United States.
CONTINUE READINGUlla Nilsson was founder and Global Head of SEB Futures, the FCM of Swedish bank Skandinaviska Enskilda Banken, from 1993 to 2010, one of only a small number of women to have run FCMs. While based in London, the business included sales broking desks in Frankfurt and Helsinki.
CONTINUE READINGLast year, Dan Roth announced his plans to retire after 13 years as President and Chief Executive Officer of National Futures Association (NFA), the independent self-regulatory organization, providing regulatory programs that safeguard the integrity of the derivatives market. Dan joined NFA in September 1983 as an Attorney and has held a number of positions with increasing responsibilities, including General Counsel, Executive Vice President and Chief Operating Officer. During the past 30 years at NFA, Dan has led the organization on major rulemaking and enforcement initiatives, including strengthened anti-fraud rules that have led to a dramatic drop in customer complaints in the U.S. futures industry. He has developed strong working relationships with international regulators, law enforcement agencies and members of the congressional committees that legislate the financial services industry. Prior to coming to NFA, Dan served as Assistant State's Attorney in the Cook County State's Attorney's Office where he was a member of the Official Misconduct Task Force of the Special Prosecutions Bureau. Prior to that, he was an Associate Attorney in general litigation with the law firm of Sidley & Austin. Dan holds a law degree from Loyola School of Law and earned his Bachelor of Arts degree in Communication Arts from the University of Notre Dame. He has served as an adjunct professor at the Loyola School of Law and has authored numerous articles for futures industry publications.
CONTINUE READINGAtsushi Saito served for two years as Group CEO, President and Chief Executive Officer of Japan Exchange Group – the exchange group established from the business combination of Tokyo Stock Exchange Group and Osaka Securities Exchange – retiring in June 2015.
CONTINUE READINGStarting as an options clerk-trainee at O’Connor in 1984, Margery Teller spent over 20 years on the floor of the Chicago Mercantile Exchange, where she rose to prominence as the pit’s largest back-month Eurodollar trader.
CONTINUE READINGWally Weisenborn was a leading figure in the Chicago futures trading community for more than two decades before his retirement in 2000. He began his career at Harris Bank in 1953 and worked there for more than 25 years
CONTINUE READINGAlan Whiting, who sadly passed away in June 2015, made a significant and lasting contribution to the futures industry in three core areas – as Head of Financial Regulation at Her Majesty's Treasury in the early to mid-1990s; as Executive Director of Regulation and Compliance at the London Metal Exchange from 1997 to 2004; and then latterly as Chairman of NYSE Life from 2012 to 2015.
CONTINUE READINGBob Cox was a vice president at the Federal Reserve Bank of Chicago and a long-time industry leader and former member of FIA’s board. Cox was a key advisor to the Federal Reserve Bank of Chicago on matters involving central counterparty risk and derivatives, serving as vice president in the financial markets group for the bank until his death in December 2018. Before joining the Chicago Fed, Cox was the head of the listed derivatives and clearing business for HSBC in the Americas and the founder and head of the futures business of Goldman Sachs in East Asia. He also served as a board member at the Hong Kong Clearing Corporation and the Singapore International Monetary Exchange (SIMEX), and was a member of the Hong Kong Exchange Group’s Clearing Consultative Panel. In his early career he was a member of the Mid America Commodity Exchange in Chicago, where he was chairman of the Rules Committee and the Membership Committee. Cox was a graduate of Northwestern University and studied at the International School of Manila, Philippines.
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