New Frontiers in Recordkeeping and Compliance

An L&C Division webinar

13 October 2022

A crackdown on the use of personal phones for business is one of the most significant enforcement developments of 2022. This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firm can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production will also be addressed.

Host: Natalie Tynan, Assoc. GC, Head of Tech Documentation Strategy, FIA
Speakers: Tony Mansfield, Partner, Allen & Overy
Greg Mocek, Partner, Allen & Overy
Jon Flynn, Senior Counsel, Allen & Overy
Hilary Seo, Senior Counsel, Allen & Overy
Sean Batson, Associate, Allen & Overy
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