Search
Showing 5028 results
FIA PTG again encourages the SEC to reject IEX Discretionary Limit Order Type Proposal
April 23, 2020 - In a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to disapprove the Proposal citing among other things that:
CONTINUE READINGThe impact of Covid-19 on cleared derivatives
A webinar that discussed recent UK Government emergency measures and the impact that they could have on the listed and cleared derivatives.
CONTINUE READINGFIA responds to ESMA’s MiFIR and MiFID consultation regarding third-country firms
Today, FIA and ISDA responded to ESMA's Consultation Paper on Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR.
CONTINUE READINGFIA publishes due diligence questionnaire for IT outsourcing and procurement
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
CONTINUE READINGFIA PTG Comments on NYSE Proposal to Amend the Schedule of Wireless Connectivity Fees and Charges
In a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to closely scrutinize the unfairly discriminatory and anti-competitive latency advantage provided to the Wireless Connections covered by this proposal. FIA PTG went on to say that they believe the Wireless Connections as currently operated are inconsistent with Exchange Act requirements.
CONTINUE READINGFIA commends CFTC for revising its policy on Residual Interest
FIA released a statement today in support of a CFTC final rule affecting certain procedural requirements for how futures commission merchants and their customers meet margin requirements.
CONTINUE READINGFIA inducts 13 individuals to FIA Futures Hall of Fame
Today, FIA announced the induction of 13 members into the FIA Futures Hall of Fame.
CONTINUE READINGFIA elects directors and officers (2015)
FIA today announced the election of directors to its board at its annual meeting in Boca Raton, Fla. Eleven directors were elected in total at this meeting, including eight regular member directors for two-year terms and three associate member directors for two-year terms.
CONTINUE READINGFIA PTG: simplify markets by eliminating Trade-Through Rule and ban on locked and crossed markets
The FIA Principal Traders Group today released a position paper offering new recommendations on how to simplify the U.S. equity markets.
CONTINUE READINGFIA Global requests segregated margin be excluded from Basel III capital requirements
FIA Global sent a letter to the Basel Committee on Banking Supervision this week urging the committee to consider how segregated margin is treated in the leverage calculations that determine bank capital requirements.
CONTINUE READING