Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
CONTINUE READINGThe FIA Principal Traders Group today released a report setting out a number of recommended risk controls for trading firms that have direct access to exchange matching engines.
CONTINUE READINGThe FIA has issued a report that recommends a number of principles for managing the risks in direct access to exchanges.
CONTINUE READINGFIA today released data for global futures and options trading in the first quarter of 2020 that shows the total number of contracts traded on derivatives exchanges worldwide rose to 11.41 billion, an all-time quarterly record and an increase of 43.2% over the first quarter of 2019.
CONTINUE READINGFIA EPTA contacted the Executive Board of BaFin to register our concern regarding the safeguarding of market liquidity and orderly price formation on German and European exchanges.
CONTINUE READINGFIA canceled three upcoming conferences due to on-going health concerns and governmental restrictions caused by the COVID-19 outbreak.
CONTINUE READINGGlobal trading of futures and options surged in the first quarter as markets responded to the coronavirus pandemic.
CONTINUE READINGApril 23, 2020 - In a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to disapprove the Proposal citing among other things that:
CONTINUE READINGA webinar that discussed recent UK Government emergency measures and the impact that they could have on the listed and cleared derivatives.
CONTINUE READINGToday, FIA and ISDA responded to ESMA's Consultation Paper on Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR.
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