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CBRF response to the IOSCO Consultation report on Cross Border regulation
The Cross Border Regulation Forum (CBRF) has submitted a response, of which FIA Global is a co-signatory, to the International Organization of Securities Commissions (IOSCO) Consultation report on cross border regulation.
CONTINUE READINGSpecial Report Series - Part Four: Algorithmic and High Frequency Trading
This Special Report is the fourth in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (the “MiFID II Directive”) and Regulation (“MiFIR”), which together are referred to as “MiFID II”.
CONTINUE READINGFIA response to ESMA consultation paper “Review of the technical standards on reporting under Article 9 of EMIR”
On the 13 February 2015, FIA submitted its response to the ESMA consultation paper “Review of the technical standards on reporting under Article 9 of EMIR” The response details FIA members thoughts on improving the technical standards that underpin the EMIR trade reporting regime.
CONTINUE READINGFIA issues recommendations for efficient swap clearing
On Feb. 4, FIA released a set of recommendations aimed at improving important operational elements of the new clearing infrastructure for over-the-counter derivatives.
CONTINUE READINGSpecial Report Series - Part Three: Derivatives under MiFID
This Special Report is the third in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive and Regulation (“MiFIR”), which together are referred to as “MiFID” II.
CONTINUE READINGFIA responds to Fair and Effective Markets Review
FIA has submitted its response to UK regulators' Fair and Effective Markets Review.
CONTINUE READING*NEW* - Note on 4% capital charge under CRR Article 305
*NEW* - Note on 4% capital charge under CRR Article 305
CONTINUE READINGFOA/ISDA EMIR disclosure document (blackline against the November version) (February 2014)
FOA/ISDA EMIR disclosure document (blackline against the November version) (February 2014)
CONTINUE READING305 Look-through Opinions CCP
Slide deck of FIA CRR 305 (2)(c) "Look Through" Legal Opinions
CONTINUE READINGFIA PTG: simplify markets by eliminating Trade-Through Rule and ban on locked and crossed markets
The FIA Principal Traders Group today released a position paper offering new recommendations on how to simplify the U.S. equity markets.
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