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FIA Tech and FIA’s Law & Compliance Division joint webinar on EGUS
In conjunction with the launch of FIA Tech’s new platform for EGUS in Q4 2017, FIA’s Law and Compliance Division will introduce updated agreement templates for Standard, LME and EFP agreements.
CONTINUE READINGBrokerage solutions: an Atlantis overview
Brokerage has long been a challenge for the futures industry, stemming from manual processes and invoice reconciliation.
CONTINUE READINGThe MiFID II primer: third-country framework
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
CONTINUE READINGProject KISS: important issues for commodity markets
In April, the Commodity Futures Trading Commission issued a request for information styled “Project Kiss,” designed as an agency-wide review of the CFTC’s rules, regulations and practices with the aim of making them simpler, less burdensome and less costly.
CONTINUE READINGCustomer collateral protections for listed derivatives in the U.S. and U.K.
This webinar will explore the fundamental features of the US and UK customer protection regimes for collateral.
CONTINUE READINGLegislative oversight of the CFTC: a primer
This webinar explained the relationship between the CFTC and the Congress, explaining how prior legislation (like the Commodity Futures Modernization Act of 2000 and the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act) and potential future statutory amendments (including CEA Reauthorization and the Financial CHOICE Act) impact the Commission’s operations.
CONTINUE READINGForeign market access: CFTC regulation of foreign boards of trade and U.S. participation on foreign boards of trade
This webinar will provide a brief history of the CFTC’s approach toward trading on non-U.S. markets; review some of the forces driving today’s demand for increasingly global trading; discuss the process of registering a Foreign Board of Trade with the CFTC; and describe how U.S. intermediaries can do business on FBOTs, and the status of non-US SEFS.
CONTINUE READINGThe Federal Reserve Board's proposed rule on mandatory contractual stays for QFCs
This webinar will discuss recent developments related to derivatives “safe harbors” under the U.S. Bankruptcy Code and banking laws.
CONTINUE READINGBrexit – impact on commodity markets
This webinar will provide insights into the impact Brexit will have on commodity markets.
CONTINUE READINGCCPs in stress: Hong Kong Futures Exchange in 1987
A walk through the only known CCP resolution action: the collapse of the HKFE clearinghouse during the stock market crash of 1987.
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