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CFTC position limits re-proposal and final aggregation rules
Attorneys from Sullivan & Cromwell LLP will provide an overview and summary of the CFTC’s recently released re-proposal of its position limits rules for futures and economically equivalent swaps.
CONTINUE READINGMeet the innovators: an interactive webinar with three fintech startups
FIA Expo’s 2016 Innovators Pavilion welcomed 18 innovative fintech startups this year, with the top companies selected to present to Expo attendees and a panel of technology experts and venture capital investors.
CONTINUE READINGExchange amendments to block trade pre-hedging rules
FIA is pleased to host representatives from CME, ICE and Nasdaq Futures regarding the exchanges’ recent amendments to their block trade pre-hedging rules.
CONTINUE READING2016 CFTC and SRO enforcement trends
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016.
CONTINUE READINGMiFID crashcourse for U.S. CCOs
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR).
CONTINUE READINGSpecial Report: CFTC moves forward on three rulemakings
The U.S. Commodity Futures Trading Commission held an open meeting on Dec. 18 to discuss several rulemakings related to the regulation of swaps trading and the oversight of clearinghouses.
CONTINUE READINGCFTC Market Risk Advisory Committee sets ambitious 2020 agenda
On Dec. 11, the U.S. Commodity Futures Trading Commission held a public meeting of its Market Risk Advisory Committee, a group of market participants and public policy experts that provides input into CFTC rulemaking.
CONTINUE READINGFIA recommends changes to CFTC Non-US CCP Proposals
Washington, DC—FIA today recommended changes to separate, but similar, CFTC rule proposals that would govern U.S. customer access to foreign clearinghouses.
CONTINUE READINGFIA and FIA Tech announce successful implementation of execution source codes at CME Group
Washington, DC—FIA and FIA Tech today announced the successful implementation of execution source codes at CME Group. Over the last several months, FIA, FIA Tech and CME Group have worked with market participants to make the necessary adjustments to trading systems to support this new industry standard, which will allow for greater automation and efficiencies in post-trade processing.
CONTINUE READINGFIA welcomes plan to extend UK CCP temporary equivalence
FIA welcomes the statement from European Commission Vice President Valdis Dombrovskis today proposing to renew the time-limited equivalence decision for UK CCPs.
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