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FIA submits a joint response to the EC's consultation on the operations of the ESAs
On 16 May, FIA and ISDA submitted a joint response to the European Commission's consultation on the operations of the European Supervisory Authorities such as the European Securities and Markets Authority.
CONTINUE READINGGetting It All on Tape: GreenKey Partners with Red Box for Advanced Recording Solution
New regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READINGFIA submits joint response to ESMA consultation on package orders
FIA and ISDA have submitted a joint response to ESMA's consultation on 'Draft RTS on package orders for which there is a liquid market'.
CONTINUE READINGFriends for the Cure: Raising Funds for Diabetes Research
Type 1 diabetes typically affects children and young adults, which makes it especially challenging for parents and families.
CONTINUE READINGFIA Publishes MiFID II Brief for U.S. FCMs
FIA has created a brief to help members understand how the Markets in Financial Instruments Directive II and the associated Markets in Financial Instruments Regulation may impact U.S. futures commission merchants.
CONTINUE READINGFCM Bankruptcy: U.S. Appeals Court Reverses Sentinel Ruling, Restores Protections for Segregated Funds
On Aug. 14, the U.S. Court of Appeals for the Seventh Circuit issued an opinion that addressed several important questions related to the protections on customer funds.
CONTINUE READINGFaster Execution: Trading Technologies Cuts Latency for Spread Trading
Trading Technologies has announced a major upgrade to Autospreader, its spread execution tool.
CONTINUE READINGEuro Clearing: European Commission Proposes Tighter Supervision of Third-Country Clearinghouses
On June 13, the European Commission issued a proposal to achieve "more robust supervision" of central counterparties by amending the European Market Infrastructure Regulation.
CONTINUE READINGEnforcement Trends: CFTC Fines Bank of Tokyo for Spoofing but Rewards Bank for Cooperation
On Aug. 7, the CFTC announced a settlement with The Bank of Tokyo-Mitsubishi UFJ for engaging in "multiple acts of spoofing" in interest rate futures listed on the Chicago Mercantile Exchange and the Chicago Board of Trade.
CONTINUE READINGData Dissemination: ESMA Issues Final Standards for Publication of Derivatives Data
On July 10, the European Securities and Markets Authority issued final regulatory technical standards regarding the aggregation and publication of derivatives data by trade repositories.
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