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AFME, FIA, ICMA, ISDA and ISLA publish Master Regulatory Reporting Agreement
The Association of Financial Markets in Europe (AFME), Futures Industry Association (FIA), International Capital Market Association (ICMA), International Swaps and Derivatives Association, Inc. (ISDA) and International Securities Lending Association (ISLA) have published a new agreement intended to simplify reporting across different European Union regulatory regimes.
CONTINUE READINGCCO annual reports: what you need to know
The Chief Compliance Office (CCO) Annual Report requirements for swap dealers and futures commission merchants have recently changed, with CFTC staff issuing rule amendments in 2018, staff guidance in 2019, and clarifying statements in 2020.
CONTINUE READINGThe time for reform is now
For years, FIA PTG and others have been calling for equity market structure review and reform.
CONTINUE READINGCCP equivalence extension published in EU Official Journal
FIA welcomes and appreciates the work of European Commission Executive Vice President Valdis Dombrovskis and his staff on their recent announcement of a one-year equivalence determination in the case of a no-deal Brexit for UK CCPs, which was published today in the Official Journal of the European Union.
CONTINUE READINGMiFID II, CCP recovery and resolution under the spotlight at FIA Brussels Forum
FIA welcomed around 100 attendees from across the derivatives industry to its forum in Brussels on 20 November, where the review of MiFID II, cross-border access to clearing and trading venues and the recovery and resolution of central counterparties came under the spotlight.
CONTINUE READINGPanelists discuss cross-border market regulation at FIA Compliance and Regulation Forum
On 12 November, FIA held its Compliance and Regulation Forum for members in London where the prevailing theme was the future of cross-border market regulation.
CONTINUE READINGPresentations from InfoNet: MiFID II/R seminar on Reporting
This seminar provided an update on the transaction reporting requirements under MiFID II.
CONTINUE READINGFIA President and CEO Walt Lukken Opens FIA Asia 2019
Opening remarks from the 15th annual FIA Asia Derivatives Conference
CONTINUE READINGTrade organizations call for extension of temporary equivalence and recognition of UK CCPs
Today, 14 financial services trade associations wrote to European Commission Vice President Valdis Dombrovskis to highlight the need for an urgent extension to the temporary equivalence determination for UK central counterparties (CCPs).
CONTINUE READINGOpening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
Opening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
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