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Prominent People September 2014
Timothy Massad, the former Treasury Department official who took office in June as chairman of the Commodity Futures Trading Commission, has filled several key positions at the agency.
CONTINUE READINGSingapore Perspective: An Interview with SGX CEO Magnus Böcker
LUKKEN: I should start by congratulating you on your anniversary. It’s been four years since you joined SGX.
CONTINUE READINGFIA EPTA Responds to European Parliamentary Consultation on the “Coherence” of Financial Services Legislation
In a response to a questionnaire issued by the European Parliament’s Committee on Economic and Monetary Affairs, the FIA European Principal Traders Association submitted a letter on June 14 identifying several areas where the coherence of EU financial services legislation could be improved.
CONTINUE READINGFIA EPTA comments on the new Prudential Regime for Investment Firms
On the basis of Articles 508(2) and (3) of Regulation (EU) No 575/20131 (CRR) the European Commission is drafting a legislative proposal on a prudential regime for investment firms.
CONTINUE READINGJohannah Ladd to leave FIA EPTA
The European Principal Traders Association today announced that Johannah Ladd, the association’s Secretary General, has informed the FIA EPTA executive committee that she will leave her position on 1 January to explore other interests.
CONTINUE READINGFIA EPTA response to ESMA’s Consultation Paper on draft RTS under MiFIR on package orders for which there is a liquid market
In November 2016 FIA EPTA submitted its comments to the European Securities and Markets Authority (ESMA) regarding its Authority’s Discussion Paper on the trading obligations for derivatives under MiFIR.
CONTINUE READINGFIA EPTA Comments on EU Short-Selling Regulation
FIA European Principal Traders Association submitted a five-page letter to the European Securities and Markets Authority in response to its call for evidence on the European short-selling regulation.
CONTINUE READINGUS Equity Market Structure: An Investor Perspective
BlackRock discusses several market structure issues affecting U.S. equity markets and provides several recommendations to further improve market quality and stability.
CONTINUE READINGFIA EPTA position on the proposed regulation on the framework for recovery and resolution of CCPs
As end users of clearing services, FIA EPTA Members strongly support the European Commission’s objectives to ensure that both CCPs and regulators have effective tools available to mitigate the systemic risks that would emanate from a potential failure of a CCP.
CONTINUE READINGFIA EPTA response to the ESMA Consultation Paper on the Guidelines on the calibration, publication and reporting of trading halts
FIA EPTA believes that the factors for calibrating volatility parameters should respect three overarching principles:
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