On Jan. 22 NFA updated its regulations regarding customer protection requirements for futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors.
CONTINUE READINGFIA WORKING WITH CANADIAN REGULATORS TO OBTAIN RELIEF FOR FOREIGN BROKERS
CONTINUE READINGThe Securities and Exchange Commission on Feb. 10 adopted rules setting out how the agency will determine whether or not a non-U.S. security-based swap dealer must register with the agency.
CONTINUE READINGJanuary set a record for cross-border trading at the Tokyo Commodity Exchange.
CONTINUE READINGTriOptima, a post-trade infrastructure provider owned by ICAP, announced in January that it had terminated $98.5 billion in inflation swaps for 18 banks.
CONTINUE READINGA year ago, the blockchain was a mysterious technology that somehow powered the equally mysterious Bitcoin. But people in financial services learn quickly when there’s money on the line.
CONTINUE READINGTullett Prebon named veteran futures industry executive Nicolas Breteau (pictured) as chief commercial officer, based in London.
CONTINUE READINGOn Feb. 1, FIA and ISDA submitted a response to ESMA's Consultation Paper reviewing Article 26 of RTS No 153/2013 regarding the margin period of risk (MPOR) for client accounts.
CONTINUE READINGGreen Key Technologies, a Chicago-based firm that provides voice-over-internet services designed for traders, recently announced partnerships with Trading Technologies International, a leading vendor of trading software, and Speakerbus.
CONTINUE READINGThe Treasury Department's Office of Financial Research said in its annual report released on Jan. 27 that it will monitor the financial stability of clearinghouses.
CONTINUE READING