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FIA comments on UK’s financial operational resilience discussion paper
FIA submitted comments on 5 October to the Bank of England, Prudential Regulation Authority and Financial Conduct Authority on their discussion paper about building the UK financial systems operational resilience.
CONTINUE READINGRecordkeeping
The CFTC’s amendments to the recordkeeping rule became effective at the end of August 2017.
CONTINUE READINGEEX Group presents Its MiFID II readiness programme
FIA's MiFID II webinar series continues with a briefing for firms on the impact of MiFID II on EEX.
CONTINUE READINGAntitrust considerations for participants in the commodity markets
In recent years, many firms have been subject to civil and even criminal investigations and actions alleging antitrust violations.
CONTINUE READINGCore action items for third-country firms for MiFID go-live
This webinar will explore core compliance and operational issues that third-country firms should consider in preparation for MiFID II’s implementation date on January 3, 2018.
CONTINUE READINGLondon Metals Exchange MiFID II readiness update for U.S. firms
FIA's MiFID II webinar series continues with a briefing for U.S. firms on the impact of MiFID II on trading LME markets.
CONTINUE READINGEuronext Derivatives MiFID II readiness update
FIA's MiFID II webinar series continues with a briefing for U.S. firms on the impact of MiFID II on trading Euronext markets.
CONTINUE READINGCMU and the Investment Firm Review: strengthening European capital markets through proportionality
Hands up if you want up-and-coming European companies to have sufficient access to the money they need to grow and to drive prosperity across the EU? It’s a no brainer – and one of the reasons why European politicians and regulators are keen to push forward the Capital Markets Union.
CONTINUE READINGDeveloping the CMU through an effective new Prudential Regime for Investment Firms
One of the building blocks of the EU’s Capital Markets Union project is entering a crucial few months as the proposed new Prudential Regime for Investment Firms enters parliamentary scrutiny.
CONTINUE READINGFlash Crashes – time to stop knee-jerk blaming of HFT?
On the 6th May 2010, Wall Street experienced what quickly became known as the ‘Flash Crash’. On the 15th January 2015, the Swiss Franc experienced a similar event against the Euro. And in October 2016, there was a flash crash in sterling, following Britain’s vote to leave the EU. The recent events in the sterling market seemed like a good idea to look back at the post event analysis of previous ‘flash crashes’ and review the findings.
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