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U.S. trading activities in Europe: the impact of new EU transaction reporting and position limits rules
Two key aspects of MiFID II and MiFIR – transaction reporting and the new position limits regime – are likely to have a wide-ranging impact on any person transacting in the European derivatives markets, including traders located in the United States.
CONTINUE READINGStandardizing CCP rule analysis: using a comparative assessment tool to evaluate implementation of the PFMIs
In this webinar, John Williams, a partner at Milbank, Tweed in New York and Michael Voisin, a partner at Linklaters in London, will demonstrate the FIA CCP Risk Review™, and then go on to discuss what it reveals about CCP transparency and the practical realities of the implementation of CPMI-IOSCO’s Principles for Financial Market Infrastructure (PFMIs).
CONTINUE READING“Spoofing": how to deal with this tricky offense and its regulatory guidelines
“Spoofing” was added to the Commodity Exchange Act’s list of specifically prohibited transactions by the 2010 Dodd-Frank amendments and is now a major component of enforcement matters pursued by the exchanges, the CFTC, and increasingly criminal authorities at the Department of Justice.
CONTINUE READINGUnderstanding Reg AT
On December 16, 2015, FIA held a webinar focused on educating attendees on the CFTC's new proposed rules on automated trading (referred to as "Regulation AT").
CONTINUE READINGCybersecurity threats: preparation & response
FIA hosted a webinar to discuss cybersecurity threats and the resources available to market participants in addressing cyber-attacks.
CONTINUE READINGThe pre- and post- trade environment - what can we expect from MiFID II/R?
Snapshot interviews with InfoNet guest speakers and panellists
CONTINUE READINGLeap Second event preparedness
The June 30 Leap Second event will be the first time that a leap second event has occurred during active trading hours in an environment where electronic and automated trading relies on sub-second precision for communication, execution, clearing, surveillance and audit trails.
CONTINUE READINGComplying with CFTC Rule 1.73 for give-ups webinar: a discussion of the FIA give-up screening agreement
The industry has been working to meet the June 1 deadline to comply with CFTC Rule 1.73 that requires executing firms to agree to screen customer orders for limits established by clearing firms with respect to give-up transactions.
CONTINUE READINGICE Futures U.S. and ICE Futures Canada disruptive trading practices
Representatives from ICE Futures U.S. and ICE Futures Canada gave a presentation and answered questions regarding recent changes to ICE Futures US and ICE Futures Canada rules governing disruptive trade practices.
CONTINUE READINGCME Group Rule 575 "disruptive practices prohibited"
Representatives from CME Group gave a presentation and answered questions about the new CME disruptive practices rule.
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