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CFTC, FERC & SEC updates for CCOs
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement.
CONTINUE READINGSummary of new EFRP rules and Q&A with the CME Group
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance).
CONTINUE READINGAccessing PRC futures and commodities exchanges
China’s markets have been a source of great interest to overseas market participants because of its sheer size and potential.
CONTINUE READINGInsider trading under the Commodity Exchange Act
The CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
CONTINUE READINGIssues & strategies for U.S. fund managers marketing in Europe
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties arising from the Brexit referendum.
CONTINUE READINGBrexit: what's next for the cleared derivatives markets?
FIA invites you to join us on Tuesday, 28 June for a special webinar that discusses the near-term consequences for the cleared derivatives industry, following the United Kingdom’s vote to leave the European Union.
CONTINUE READINGAn Introduction to bitcoin & blockchain
Join FIA Operations Americas for an introduction to basic concepts surrounding bitcoin and blockchain.
CONTINUE READINGUnderstanding the CFTC’s anti-evasion authority and its application
Dodd-Frank led to a wide swath of new regulations that market participants have sought to understand as they seek to comply with them.
CONTINUE READINGPimco Calls for CCP Standards to Protect Client Assets
Pimco issued a white paper in October calling for global standards for derivatives clearinghouses in order to maximize the protection of client assets and reduce systemic risk if a clearinghouse were to fail.
CONTINUE READINGOTC Margin Rules, U.S. & E.U. Perspectives
Different regulatory bodies have come out with final rules setting forth requirements for the posting and collecting of margin between certain counterparties to certain OTC swaps.
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