Search
Showing 4081 results
FIA EPTA response to ESMA consultation on the evaluation of the Short-selling Regulation
On 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READINGRelief for Hedgers
Bank Negara Malaysia has issued a supplementary notice which provides additional hedging flexibility for participants in the crude palm oil market.
CONTINUE READINGMiFID Compliance: FIA Offers Template for Due Diligence Assessment of DEA Clients
FIA’s European E-Trading Committee, working in cooperation with three other industry trade associations, has produced a template of questions for use by investment firms providing direct electronic access to their clients.
CONTINUE READINGChart of the Month: Mapping the Flows from SEFs to CCPs
IN 2016, THE CFTC implemented new guidelines for data reported by swap execution facilities on their trading activity.
CONTINUE READINGNew MiFID II resource – Due Diligence Assessment of Prospective DEA Clients
FIA's European E-Trading Committee - in cooperation with AFME, AIMA and MFA - have produced a template of questions for use by investment firms providing direct electronic access to their clients, as required under Article 22 of RTS 6.
CONTINUE READINGNew MiFID II resource – Due Diligence Assessment of Prospective DEA Clients
FIA's European E-Trading Committee - in cooperation with AFME, AIMA and MFA - have produced a template of questions for use by investment firms providing direct electronic access to their clients, as required under Article 22 of RTS 6.
CONTINUE READINGEnforcement Trends: CFTC Fines Bank of Tokyo for Spoofing but Rewards Bank for Cooperation
On Aug. 7, the CFTC announced a settlement with The Bank of Tokyo-Mitsubishi UFJ for engaging in "multiple acts of spoofing" in interest rate futures listed on the Chicago Mercantile Exchange and the Chicago Board of Trade.
CONTINUE READINGFIA: relocation not necessary for enhanced central counterparty oversight
FIA submitted comments to the European Commission (EC) today regarding Part 2 of the EMIR Review Proposal.
CONTINUE READINGCommodity Exposure with an Indian Flavor
Multi Commodity Exchange of India, the country's top trading venue for commodity futures, announced an agreement in July with Thomson Reuters to launch co-branded commodity indices.
CONTINUE READINGBack to the Future
On August 2, around 26 million options orders were made and filled the way they have been for more than a decade now, with robots on either side and filled within nanoseconds.
CONTINUE READING