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CCPs in stress: Hong Kong Futures Exchange in 1987
A walk through the only known CCP resolution action: the collapse of the HKFE clearinghouse during the stock market crash of 1987.
CONTINUE READINGCFTC compliance issues for end users
This webinar will discuss compliance issues often confronted by end-users of commodities, as well as corporate end-users when trading in the regulated derivatives markets.
CONTINUE READINGCFTC reporting rules
The FIA Law & Compliance webinar series kicks off in the new year on January 26, with presenters from Jones Day covering the CFTC's reporting rules across products.
CONTINUE READINGCFTC position limits re-proposal and final aggregation rules
Attorneys from Sullivan & Cromwell LLP will provide an overview and summary of the CFTC’s recently released re-proposal of its position limits rules for futures and economically equivalent swaps.
CONTINUE READINGMeet the innovators: an interactive webinar with three fintech startups
FIA Expo’s 2016 Innovators Pavilion welcomed 18 innovative fintech startups this year, with the top companies selected to present to Expo attendees and a panel of technology experts and venture capital investors.
CONTINUE READINGWashington update: a briefing on the transition to a new administration and a new Congress
The election of Donald Trump as the next U.S. President and the new Congressional makeup will lead to significant changes in the policymaking landscape in Washington, with a new approach to financial market regulation as well as new leadership at regulatory agencies such as the Commodity Futures Trading Commission.
CONTINUE READINGExchange amendments to block trade pre-hedging rules
FIA is pleased to host representatives from CME, ICE and Nasdaq Futures regarding the exchanges’ recent amendments to their block trade pre-hedging rules.
CONTINUE READINGParliament accepts one-year delay for MiFID II
The European Parliament (EP) has today published an official statement by Markus Ferber (European Parliament Rapporteur for MiFID II), on behalf of the MiFID II negotiation team, accepting the one-year delay of the entry into force of MiFID II in exchange for a swift finalisation of level 2 measures by the European Commission.
CONTINUE READING2016 CFTC and SRO enforcement trends
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016.
CONTINUE READINGMiFID crashcourse for U.S. CCOs
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR).
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