Worldwide volume of exchange-traded derivatives was 2.276 billion contracts in the month of November, up 13.5% from the previous month and down 4.6% from November 2016.
CONTINUE READINGMiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
CONTINUE READINGThe new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities
CONTINUE READINGDrinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation.
CONTINUE READINGIn conjunction with the launch of FIA Tech’s new platform for EGUS in Q4 2017, FIA’s Law and Compliance Division will introduce updated agreement templates for Standard, LME and EFP agreements.
CONTINUE READINGBrokerage has long been a challenge for the futures industry, stemming from manual processes and invoice reconciliation.
CONTINUE READINGMiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
CONTINUE READINGIn April, the Commodity Futures Trading Commission issued a request for information styled “Project Kiss,” designed as an agency-wide review of the CFTC’s rules, regulations and practices with the aim of making them simpler, less burdensome and less costly.
CONTINUE READINGThis webinar will provide an Asia-Pacific perspective on enforcement issues affecting market participants trading on regulated derivatives markets.
CONTINUE READINGThis webinar will explore the fundamental features of the US and UK customer protection regimes for collateral.
CONTINUE READING