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DOJ’s Foray into the CFTC’s Enforcement World: Spoofing, Commodities Fraud, Wire Fraud and even RICO
This webinar covered DOJ's transition from bringing Commodity Exchange Act (CEA) claims (manipulation and false reporting) to relying more heavily on commodities fraud and wire fraud.
CONTINUE READINGFIA and ISDA respond to the European Securities and Markets Authority’s (ESMA) “First report for consultation: central clearing solutions for pension scheme arrangements (PSA)”
FIA and ISDA respond to the European Securities and Markets Authority’s (ESMA) “First report for consultation: central clearing solutions for pension scheme arrangements (PSA)” focusing on topics that affect the clearing market.
CONTINUE READINGFIA and ISDA submit joint response to ESMA consultation on the review of the MiFID II/MiFIR
FIA and ISDA submitted a joint response to the European Securities and Markets Authority’s (ESMA) consultation on the review of the MiFID II/MiFIR transparency regime for non-equity instruments and the derivatives trading obligation.
CONTINUE READINGFIA releases COVID-19 industry sentiment survey
Washington, DC – FIA today released the results of an industry survey to gauge the sentiment of market participants on the impact of the COVID-19 pandemic on the cleared derivatives industry.
CONTINUE READINGOpening remarks of FIA President and CEO Walt Lukken at IDX-V
Hello everyone. I’m Walt Lukken from FIA and I want to welcome you to IDX-Virtual.
CONTINUE READINGFIA applauds the career of Board Chair Jerome Kemp
FIA President and CEO Walt Lukken today applauded the career of FIA Board of Directors Chair Jerome Kemp as he announced his retirement from Citi, capping off a successful 36-year career in the futures industry—the last nine years at Citi as an FIA board member.
CONTINUE READINGRevised EFRP/Block Agreements For Review
Following the open comment period at the end of 2019, the FIA Law & Compliance Division’s Give-Up Subcommittee reviewed the comments received and further worked to revise the template EFP Agreements made available on FIA’s website.
CONTINUE READINGFIA EPTA response to the ESMA consultation on its review report on the transparency regime for non-equity instruments and the trading obligations for derivatives
FIA EPTA members strongly support the transparency objectives targeted by MiFID II/MiFIR and welcome the opportunity to respond to the ESMA consultation on its review report on the transparency regime for non-equity instruments and the trading obligations for derivatives.
CONTINUE READINGFIA Speaks Episode 12: Innovate Finance CEO Charlotte Crosswell
This episode features a discussion about FinTech with Innovate Finance CEO Charlotte Crosswell.
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