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Request for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
Request for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
CONTINUE READINGRequest for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
Request for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
CONTINUE READINGResponse to Proposed Amendment to CFTC Large Trade Reporting Rules
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READINGSIFMA FIA FSR Comment on CFTC Staff Advisory
SIFMA FIA FSR Comment on CFTC Staff Advisory
CONTINUE READINGFIA EPTA response to LME Discussion Paper on Market Structure
FIA EPTA response to LME Discussion Paper on Market Structure
CONTINUE READINGFIA responds to CFTC, SEC on non-default losses
FIA responded to both the CFTC and the SEC on ICE Clear Credit’s proposed rule amendments to allocate non-default losses for investment losses and custodial losses to clearing members.
CONTINUE READINGFIA and ISDA call for further changes to CFTC rules for derivatives clearinghouses
FIA and ISDA sent a joint comment letter today in response to the CFTC’s call to enhance the rules governing various aspects of the Core Principles applicable to derivatives clearing organizations (DCOs). FIA and ISDA support many of the Commission’s proposed clarifications of and amendments to the regulations applicable to DCOs. However, the two trade associations recommend that the Commission amend or re-issue certain proposed rule changes to ensure that the regulatory framework supports the transparent, efficient and safe clearing of derivatives.
CONTINUE READINGFIA response to ESMA consultation on market data fees
On 6 September, FIA submitted a response to ESMA to their consultation on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments.
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