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FIA and SIFMA file joint response on Chief Compliance Officer rules
FIA and SIFMA submitted a joint response to a proposal issued by the CFTC in May that would amend its chief compliance officer rules.
CONTINUE READINGCME issues white paper on Clearinghouse Default Protections
CME Group has issued a white paper outlining its views on how much funding clearinghouses should contribute to their default protections.
CONTINUE READINGCoalition of end users and market participants respond to CFTC staff report on residual interest
Washington, D.C. — Today, a coalition of associations representing agricultural producers, hedgers, and the clearing members who serve their risk-management needs responded to the Commodity Futures Trading Commission (CFTC) staff report on the residual interest deadline.
CONTINUE READINGFIA and FIA PTG members testify on CFTC's proposed regulations of automated trading
Greg Wood, chair of FIA’s Market Access Committee, testified before the House Agriculture Committee on the CFTC's proposed rules on automated trading, or Reg AT.
CONTINUE READING21 June 2013: EMIR Reportable Fields - Excel spreadsheet
Working group output: EMIR Reportable Fields - Excel spreadsheet - 21 June 2013
CONTINUE READING22 May 2014: EMIR reportable fields summary discussion document
Working group output: EMIR Reportable Fields Summary Discussion Document - 22 May 2014
CONTINUE READING305 Look-through Opinions CCP
Slide deck of FIA CRR 305 (2)(c) "Look Through" Legal Opinions
CONTINUE READING30 September 2013: EMIR Reportable Fields Discussion Document
Working group output: EMIR Reportable Fields Discussion Document - 30 September 2013
CONTINUE READING6 January 2014: EMIR Reportable Fields Spreadsheet
Working group output: EMIR Reportable Fields Spreadsheet - 6 January 2014
CONTINUE READING8 July 2013: EMIR Reportable Fields Discussion Document
Working group output: EMIR Reportable Fields Discussion Document - 8 July 2013
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