Reporting
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FIA submits response to European Commission’s Fitness Check on Supervisory Reporting
On 14 March, FIA submitted a response to the European Commission’s Fitness Check on Supervisory Reporting.
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FIA publishes MiFID II ETD scenarios
FIA has published a series of MiFID II ETD (Exchange Traded Derivative) reporting scenarios
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FIA works with industry coalition to modernize SEC record-keeping rule
On November 14, five U.S. financial associations, including FIA, asked the SEC to update its broker-dealer electronic retention Rule 17a-4 by eliminating an obsolete recordkeeping requirement known as WORM (write once, read many) that was first put in place more than 20 years ago.
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FIA launches FIA Training for industry professionals
FIA announced the launch of FIA Training this week, a program of learning tools that cover important topics like market conduct and compliance.
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Special report: European Commission proposes changes to clearing and reporting requirements under EMIR
On 4 May the European Commission published a legislative text proposing changes to the current EMIR framework.
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FIA supports House bill reauthorizing CFTC
FIA president and CEO Walt Lukken sent a letter to Congressional leaders today in support of H.R. 238, the Commodity End User Relief Act.
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FIA responds to ESMA guidelines on transaction reporting under MiFIR
FIA has submitted its response to ESMA’s Consultation Paper on “Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation."
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Hong Kong defers mandatory clearing until September 2016
On 5 February 2016, the Hong Kong Securities and Futures Commission (“SFC”) and Hong Kong Monetary Authority (“HKMA”) published their joint consultation conclusions on proposals to introduce mandatory clearing and expand mandatory trade reporting for the second stage of the OTC derivatives regulatory regime.
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FIA calls for flexible use of ISINs for ETD reference data
FIA and its members have asked the European Commission to reconsider the mandatory use of International Securities Identification Numbers (ISINs) as the sole option for identification for exchange-traded derivatives.
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FIA urges Lord Hill to consider effects of EU regulation on Asia-Pacific markets
On 13 November 2015, FIA, ASIFMA and ISDA hosted an industry roundtable with EU Commissioner Lord Jonathan Hill in Hong Kong.
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