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Reporting

  • November 13, 2015 • FIA, Capital, Clearing, Recordkeeping and reporting

    FIA responds to Hong Kong mandatory clearing proposals

    On 5 November 2015, FIA joined with ISDA and ASIFMA in submitting a response to the HKMA and SFC’s public consultation on the introduction of mandatory clearing of OTC derivatives and to expand the existing mandatory OTC derivatives trade reporting regime.

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  • November 2, 2015 • FIA, EMIR, Recordkeeping and reporting

    FIA issues guidance on EMIR reporting

    The FIA Reporting Working group has pulled together some guidance on how to populate fields 33-40 and 45-46 (Table 2 Common data) for the EMIR reporting regime following the implementation of the Level 2 validation process that went live on 31 October 2015

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  • October 19, 2015 • FIA, Clearing, Cross Border, Recordkeeping and reporting

    FIA prepares joint response on Hong Kong Mandatory Clearing Consultation

    The HKMA and the SFC have jointly issued a public consultation on the introduction of mandatory clearing of OTC derivatives and to expand the existing mandatory OTC derivatives trade reporting regime.

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  • September 24, 2015 • FIA, Americas, Recordkeeping and reporting, Audio, Regulatory Guidance

    FIA issues customer notice regarding REMIT Registration and Reporting

    This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.

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  • September 24, 2015 • FIA, Industry Operations, Recordkeeping and reporting

    FIA issues customer notice regarding REMIT Registration and Reporting

    This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.

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  • September 21, 2015 • FIA, Recordkeeping and reporting

    FIA request to modify and extend OCR No-Action relief

    FIA sent a letter to the CFTC requesting a modification and extension of the current no-action relief for Ownership and Control Reports Implementation Reporting Requirements.

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  • August 17, 2015 • FIA, Capital, Clearing, Cross Border, EMIR, Recordkeeping and reporting

    FIA response to the EMIR Review

    Last week, FIA submitted its response to the European Commision's EMIR Review.

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  • July 10, 2015 • FIA, Cross Border, Recordkeeping and reporting, Clearing

    FIA Asia responds to Australian authorities on mandatory clearing of OTC derivatives

    The Australian Treasury and the Australian Securities and Investments Commission released draft legislative amendments to implement the proposed central clearing mandate for OTC derivatives in Australia and to provide relief from trade reporting obligations for certain users.

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  • June 30, 2015 • FIA, Clearing, EMIR, MIFID II, Recordkeeping and reporting

    FIA has submitted a letter on EMIR Article 13 to the European Commission

    FIA, together with ISDA, IA, AIMA and MFA has submitted a letter to Commissioner Hill of the EC concerning EMIR Article 13 and MiFIR Article 33 – Equivalence in the context of Clearing, Margin, Reporting and Trading requirements for OTC derivatives transactions, and the potential negative impact on access to non-EU markets by EU institutions.

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  • June 26, 2015 • FIA, Recordkeeping and reporting

    FIA Asks CFTC to Amend OCR Rule

    On June 26, 2015 FIA filed a petition with the CFTC to amend certain provisions of the Ownership and Control Reports rule.

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