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Equity Market Structure

FIA PTG advocates for open access to markets, transparency and data-driven policy and regularly engages on equity market structure issues in pursuit of these goals.

  • FIA PTG responds to SEC Proposal to Require FINRA Membership

    In a letter filed with the Securities and Exchange Commission (SEC) , the FIA Principal Traders Group opposed a Proposal that would generally require Association (FINRA) membership for any registered proprietary broker-dealer that effects securities transactions elsewhere than on a national securities exchange of which it is a member.

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  • FIA PTG responds to SEC Dealer Definition Proposal

    In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group strongly opposed the SEC's Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer proposal and urged the SEC not to move forward with finalizing it.  

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  • FIA PTG responds to SEC short sale marking proposal

    In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) raised concerns with the proposed short sale marking rulemaking.

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  • FIA PTG responds to SEC proposal to shorten the securities transaction settlement cycle

    In a letter filed today with the Securities and Exchange Commission (SEC) the FIA Principal Traders Group (FIA PTG) supported the proposed move from T+2 to T+1 settlement.

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