FIA PTG News
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FIA PTG responds to CFTC Request for Comment on FTX Request
In a letter filed today, the FIA Principal Traders Group (FIA PTG) responded to the Commodity Futures Trading Commission's (CFTC) Request for Comment on the FTX Request for Amended DCO Registration Order.
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FIA PTG responds to SEC short sale marking proposal
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) raised concerns with the proposed short sale marking rulemaking.
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FIA PTG responds to SEC proposed expansion of Reg ATS to Government Securities ATSs
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) again supported the SEC's efforts to increase transparency, access and the resiliency of the Government Securities marketplace by eliminating the exemption of Government Securities alternative trading systems (ATSs) from compliance with Regulation ATS.
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FIA PTG responds to SEC proposal to shorten the securities transaction settlement cycle
In a letter filed today with the Securities and Exchange Commission (SEC) the FIA Principal Traders Group (FIA PTG) supported the proposed move from T+2 to T+1 settlement.
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Trade associations raise concerns with SEC comment periods
The FIA Principal Traders Group (FIA PTG) recently joined 24 trade associations (Associations) in a joint letter to the Securities and Exchange Commission (Commission) regarding the importance of sufficient comment periods in connection with regulatory proposals.
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FIA PTG responds to public reporting aspect of the SEC large security-based swaps proposal
In a letter filed with the SEC (Commission) today, the FIA Principal Traders Group (FIA PTG) requested the Commission eliminate the public disclosure aspect of the security-based swaps proposal and focus on regulatory reporting instead.
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Trade associations raise concerns about proposal that would upend the tax treatment of derivatives
FIA and FIA PTG joined eight trade associations in concerns about the impact S. 2621, the Modernization of Derivatives Tax Act, may have on derivatives markets and the end-users that rely on them.
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FIA Principal Traders Group releases white paper on central clearing in the US Treasury market
The FIA Principal Traders Group today released a white paper regarding central clearing in the US Treasury market.
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FIA PTG opposes latest Consolidated Audit Trail funding proposal
In a letter filed with the SEC today, the FIA Principal Traders Group (FIA PTG) urged the Commission not to approve the amended Consolidated Audit Trail (CAT) funding proposal.
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FIA PTG supports Cboe voluntary compression service for market makers
In a letter filed with the SEC today, the FIA Principal Traders Group (FIA PTG) supported the Cboe's Proposal to add another compression tool.
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