The Securities and Futures Commission of Hong Kong signed a memorandum of understanding on Jan. 18 with the Securities and Exchange Commission of the U.S. providing for consultation, cooperation and the exchange of information regarding the supervision and oversight of regulated entities that operate on a cross-border basis in the two jurisdictions.
CONTINUE READINGAxoni, a developer of distributed ledger technology for the financial services industry, raised $18 million in capital in December in its first big round of funding from banks and venture capital investors.
CONTINUE READINGJust before Thanksgiving, the Chicago trading community joined together with some of the city’s leading tech and start-up firms to raise money for technology education… and battle for table tennis glory.
CONTINUE READINGThe Financial Stability Board is making progress toward its goal of establishing global standards for resolving clearinghouses that have passed the point of recovery.
CONTINUE READINGThe Depository Trust and Clearing Corporation in January selected IBM, Axoni, and R3 to build a distributed ledger to handle certain post-trade processing functions for credit derivatives.
CONTINUE READINGThe U.S. equity markets have moved a step closer to establishing a consolidated audit trail for equities and equity options that will track all orders throughout their lifecycle, addressing a major weakness in the ability of regulators to monitor these markets.
CONTINUE READINGPan-Industry Coalition Urges International Regulators to Revise Leverage Ratio
CONTINUE READINGPeople - December 2016
CONTINUE READINGBasel Committee Issues Progress Report on Adoption of Basel III Framework
CONTINUE READINGCFTC Revises Approach To Cross-Border Swap Trading
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