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Capital

Higher capital requirements for banking organizations have significant impacts on the ability of banks to provide clearing services for their customers. We are working with regulators to promote risk-reducing effects of clearing while at the same time, preserve a strong and diverse community of clearing firms.

  • 09 Oct 2025

    FIA EPTA responds to EBA consultation on non-ICT third-party risks

    FIA EPTA has responded to a European Banking Authority consultation regarding draft guidelines on the sound management of third-party risk with regard to non-ICT related services. FIA EPTA members support robust risk management and the EBA’s efforts toward the enhancement of operational resilience. However, we have significant concerns regarding the proposal’s legal basis, proportionality, misalignment with the EU simplification and growth agenda, and the EBA’s cost-benefit analysis. CONTINUE READING
  • 26 Aug 2025

    ISDA, SIFMA and FIA comments on enhanced supplementary leverage ratio reforms

    FIA, ISDA and SIFMA strongly support the proposed recalibration of the Enhanced Supplementary Leverage Ratio and urge the Federal Reserve, FDIC, and OCC to finalize the proposal as soon as possible, with an effective date no later than 1 January 2026. CONTINUE READING
  • 19 Aug 2025

    Joint trades call for recalibration of cryptoasset prudential standards and highlight DLT’s transformative role in capital markets

    The Joint Trades recommend essential revisions of the Basel banking prudential treatment of cryptoassets and pausing implementation of SCO60 ahead of its January 2026 effective date to allow for a targeted consultation and redesign. The letter highlights the excessively conservative and overly punitive capital treatment of cryptoassets that is misaligned with actual risks, in addition to various inconsistencies with current market risk management practices. CONTINUE READING
  • 14 Jul 2025

    FIA responds to FICC proposed default management and porting rules for its agent clearing service model

    FIA submitted a comment letter to the SEC responding to FICC’s proposed default management and porting rules for its agent clearing service model. CONTINUE READING
  • 04 Apr 2025

    FIA joins trade associations in publishing discussion paper on cross product margining and netting

    FIA, the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association have published a discussion paper that provides an overview of cross-margining programs developed by clearing organizations and their importance in the context of implementing market reforms to US Treasury securities clearing. CONTINUE READING
  • 13 Mar 2025

    Citigroup chair discusses economic uncertainty, bank regulation and capital requirements at Boca50

    NBC News’ senior business correspondent Christine Romans interviewed Citigroup Chair John Dugan at FIA’s International Futures Industry Conference in Boca Raton on 11 March. Dugan shared his view on the impact of economic uncertainty, the current regulatory environment for banks and capital requirements. CONTINUE READING

Access a full archive of older FIA work related to capital issues