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Webinars

Learn about regulatory developments, industry trends, market conduct issues and more

Past Webinar Resources

  • Trust But Verify

    From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.

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  • 2023 Annual ETD Volume Review

    Join us for a discussion on the trends that are driving up volume and open interest across interest rate, equities and commodity markets.

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  • Supervise This!

    Is the CFTC’s Enforcement Program expanding the supervisory duties of CFTC registrants beyond the text of the CFTC’s supervision rules?

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  • Key Differences between EU and US Digital Asset Regulation

    The rapid proliferation and recent turmoil of digital asset activities in the EU and US has tested existing regulatory frameworks and presented regulators and elected officials with difficult questions on how Digital Assets should be regulated.

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All Past Webinar Resources

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