Industry Guidance
Access guidance and best practices for members, their customers and market participants on operational and technological issues as well as law, regulatory and compliance issues.
Regulatory Guidance
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FIA shares its position on DORA subcontracting of ICT services with the European Commission and ESAs
FIA has shared its position with the European Commission and the European Supervisory Authorities on the requirements for the subcontracting of ICT services under the Digital Operational Resilience Act (DORA).
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FIA statement on CME’s FCM license
FIA president and CEO Walt Lukken made the following statement today regarding the approval of CME’s futures commission merchant (FCM) license.
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Trish Foshée to retire from FIA/IFM
Trish Foshée, the longtime president and CEO of the Institute for Financial Markets (IFM), will retire at the end of 2024.
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FIA voices concerns on joint data standards proposed by financial regulators
FIA voiced concerns regarding a proposed rule on joint data standards issued by several financial regulators (including the CFTC, SEC, and Treasury).
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ETD Volume - September 2024
Worldwide volume of exchange-traded derivatives reached 20.09 billion contracts in September, the highest level ever recorded. This was up 3.8% from August 2024 and up 48.8% from September 2023.
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High-level roadmap for adoption of T+1 in EU securities markets
The European T+1 Industry Task Force, comprising 21 trade associations involved in European capital markets including FIA and FIA EPTA, has published a report titled "High-level Roadmap for Adoption of T+1 in EU Securities Markets."
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Operational and Technology Guidance
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FIA shares its position on DORA subcontracting of ICT services with the European Commission and ESAs
FIA has shared its position with the European Commission and the European Supervisory Authorities on the requirements for the subcontracting of ICT services under the Digital Operational Resilience Act (DORA).
CONTINUE READING -
FIA statement on CME’s FCM license
FIA president and CEO Walt Lukken made the following statement today regarding the approval of CME’s futures commission merchant (FCM) license.
CONTINUE READING -
Trish Foshée to retire from FIA/IFM
Trish Foshée, the longtime president and CEO of the Institute for Financial Markets (IFM), will retire at the end of 2024.
CONTINUE READING -
ETD Volume - September 2024
Worldwide volume of exchange-traded derivatives reached 20.09 billion contracts in September, the highest level ever recorded. This was up 3.8% from August 2024 and up 48.8% from September 2023.
CONTINUE READING -
FIA voices concerns on joint data standards proposed by financial regulators
FIA voiced concerns regarding a proposed rule on joint data standards issued by several financial regulators (including the CFTC, SEC, and Treasury).
CONTINUE READING -
High-level roadmap for adoption of T+1 in EU securities markets
The European T+1 Industry Task Force, comprising 21 trade associations involved in European capital markets including FIA and FIA EPTA, has published a report titled "High-level Roadmap for Adoption of T+1 in EU Securities Markets."
CONTINUE READING
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