Enforcement & Technology: Prevent & Manage Technology Investigations

An L&C Division Webinar

21 March 2024


This webinar will provide practical guidance on how to manage investigations involving complicated and proprietary technology, including algorithmic trading systems and AI.  Topics will include governance measures to limit enforcement risk; strategies to protect sensitive intellectual property and responding to Enforcement inquiries; and special considerations involving AI and regulators’ ongoing efforts to police the border between legitimate activity and misconduct.


Host: Natalie Tynan, Associate General Counsel, Head of Technology Documentation Strategy, FIA
Panelist: Matthew Beville, Special Counsel, WilmerHale
Matthew Kulkin, Partner, WilmerHale
Tiffany J. Smith, Partner, WilmerHale
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