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Advocacy

FIA advocates for open, transparent and competitive markets around the world. Our global advocacy team  works with regulators, policymakers, and the industry on the development and implementation of legislation and regulation through publications and filings.

FIA releases best practices for automated trading risk controls and system safeguards
July 18, 2024 CONTINUE READING
FIA calls for DORA supervisory guidance ahead of January 2025 application deadline
July 26, 2024 CONTINUE READING
FIA and FIA PTG support legal challenge of US FTC rule banning noncompete agreements
June 25, 2024 CONTINUE READING
FIA and Acuiti release report on challenges and opportunities for the European listed derivatives markets
June 18, 2024 CONTINUE READING

Publications & Filings

  • FIA responds to ASX proposals on position reporting framework and operating rules

    FIA has submitted a response to ASX’s consultation paper on proposed changes to the position reporting framework and a review and update of operating rules for ASX 24 and ASX Clear (Futures).

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  • FIA calls for DORA supervisory guidance ahead of January 2025 application deadline

    FIA, together with five other trade associations, has co-signed a joint statement that draws the European Supervisory Authorities’ attention to the challenges that industry participants, including financial entities as well as ICT third-party service providers, are facing regarding the implementation of DORA by the 17 January 2025 deadline.

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  • FIA CEO testifies at House Agriculture Committee hearing

    Walt Lukken, President and CEO of FIA, testified today at a US House Agriculture Committee subcommittee hearing on reauthorizing the Commodities Futures Trading Commission (CFTC).

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  • FIA releases best practices for automated trading risk controls and system safeguards

    This paper consolidates our previous work and covers best practices in pre-trade risk management, exchange volatility control mechanisms, post-trade analysis and exchange-based conformance testing, among other areas. These practices are designed to help ensure that markets operate safely, regardless of the technology used. 

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  • FIA responds to CDCC consultation on skin in the game

    FIA and ISDA have responded to a consultation from the Canadian Derivatives Clearing Corporation on rule changes regarding skin in the game.

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  • FIA and FIA PTG support legal challenge of US FTC rule banning noncompete agreements

    FIA and the FIA Principal Traders Group along with several other financial services trade associations have filed an amicus brief in a second case involving the US Federal Trade Commission’s proposed rule that would ban nearly all noncompete agreements in the US.

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