Publications & Filings
-
FIA and FIA PTG respond to CFTC perpetual contracts request for comment
FIA and FIA PTG respond to CFTC perpetual contracts request for comment
CONTINUE READING -
FIA responds to the CFTC request for comment on trading and clearing derivatives on a 24/7 basis
FIA does not support extending trading and clearing in CFTC-regulated derivatives markets to a 24/7 basis until such issues have been systematically identified, assessed, and resolved pursuant to public comment and informed public agency action.
CONTINUE READING -
FIA responds to EC commodity derivatives market consultation
FIA and ISDA have submitted a joint response to the European Commission’s targeted consultation on the review of the functioning of commodity derivatives markets and certain aspects relating to spot energy markets.
CONTINUE READING -
FIA responds to SEBI consultation paper on final settlement day for equity derivatives
FIA has responded to SEBI’s Consultation Paper on the Final Settlement Day for Equity Derivatives. FIA acknowledges and supports SEBI’s stated objectives of enhancing market stability, improving predictability, and promoting orderly market functioning through a more structured approach to contract expiries.
CONTINUE READING -
FIA and FIA PTG respond to IOSCO AI consultation report
FIA and FIA PTG have responded to IOSCO’s report on Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges.
CONTINUE READING -
FIA responds to the EBA on capital treatment of crypto exposures under CRR III
FIA makes the case why client clearing of crypto asset derivatives should not count towards the total exposure limit that institutions will be subject to for certain crypto assets, from a clearing member perspective.
CONTINUE READING -
FIA joins trade associations in publishing discussion paper on cross product margining and netting
FIA, the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association have published a discussion paper that provides an overview of cross-margining programs developed by clearing organizations and their importance in the context of implementing market reforms to US Treasury securities clearing.
CONTINUE READING -
FIA responds to consultation on position limits for certain Hang Seng Index derivatives
FIA has submitted a response to the Hong Kong Securities and Futures Commission’s February 2025 consultation on proposed increases to position limits for certain Hang Seng Index derivatives.
CONTINUE READING -
FIA responds to UK consultations on operational incident and third-party reporting
FIA has submitted a response to the Bank of England and Prudential Regulation Authority Consultation Paper 17/24, and the Financial Conduct Authority CP22/28 on operational incident and third-party arrangement reporting. FIA’s feedback highlights areas where requirements could be further refined to align with a genuinely risk-based model.
CONTINUE READING -
FIA responds to SEBI consultation on enhancing trading convenience and strengthening risk monitoring in equity derivatives
FIA has submitted a response to SEBI’s consultation paper on Enhancing Trading Convenience and Strengthening Risk Monitoring in Equity Derivatives. While supporting SEBI’s broader objectives of market stability and risk management, FIA raises key concerns about the introduction of delta-based position limits and proposed changes to open interest formulation.
CONTINUE READING
