Publications & Filings
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FIA responds to FCA discussion paper on new UK regulation for investment firms
The response focuses on a few specific proposed requirements that FIA's UK-based investment firm members have identified as problematic or needing further clarification.
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FIA releases surveillance and market abuse guidelines
London, UK – FIA today released new guidelines to assist market participants in fulfilling obligations set by UK and European regulators in relation to surveillance and market abuse requirements.
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FIA Responds to EBA on draft regulatory technical standards under IFR
FIA has responded to the EBA consultation on draft Regulatory Technical Standards (RTS) related to implementation of a new prudential regime for investment firms in the EU.
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Markets need to be part of the climate change solution, says FIA
FIA has published a new policy paper, "How derivatives markets are helping the world fight climate change," in consultation with its members across the cleared derivatives industry on climate-related risks for financial markets and the global economy.
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FIA and SIFMA AMG Release Sample Provisions for FCM Customer Agreements for Separate Accounts
Drafted by representatives of both FIA and SIFMA AMG, the Sample Provisions are being preliminarily published by FIA and SIFMA AMG to provide all market participants with the opportunity to comment as part of the industry’s efforts to promote compliance with regulatory requirements.
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FIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
FIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
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FIA and ASIFMA comment on draft Data Security Law of the People’s Republic of China
FIA along with the Asia Securities Industry & Financial Markets Association submitted comments on the Consultation Draft of the Data Security Law (DSL) to the Legislative Affairs Commission of the Standing Committee of the 13th National People's Congress.
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FIA, ISDA and IIF comment on FSB paper on clearinghouse resolution and equity
FIA, the International Swaps and Derivatives Association (ISDA), and the Institute of International Finance (IIF), (collectively the Associations), submitted a comment on the Financial Stability Board’s (FSB) consultation paper “Financial resources to support CCP resolution and the treatment of CCP equity in resolution.”
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FIA and ISDA publish paper on non-default losses at clearinghouses
FIA and ISDA published a primer on the issue of non-default losses (NDL) at clearinghouses.
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FIA, ISDA and IIF comment on FSB paper on clearinghouse resolution and equity
FIA, the International Swaps and Derivatives Association (ISDA), and the Institute of International Finance (IIF), (collectively the Associations), submitted a comment on the Financial Stability Board’s (FSB) consultation paper “Financial resources to support CCP resolution and the treatment of CCP equity in resolution.”
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