FIA PTG News
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FIA PTG: CAT pricing amendments don't fully address problems
FIA PTG sent a comment letter to the SEC today raising concerns with amendments to the previously proposed fee schedule rule changes filed by the Self-Regulatory Organizations (SROs) that are the Plan Participants to the Consolidated Audit Trail (CAT).
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MiFID II External Resources for FIA PTG Firms
In addition to the documents, webinars, and guidance provided by FIA, FIA PTG is collecting external resources for member firms working to implement MiFID II.
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FIA PTG raises cybersecurity concerns with CAT
FIA PTG sent comments to the SEC today raising concerns with the consolidated audit trail (CAT) reporting requirement set to start on November 15, 2017.
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FIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
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FIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
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Quick Byte: A summary of equity market structure discussions
Quick Byte: A summary of equity market structure discussions
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FIA and FIA PTG oppose overly prescriptive regulation of automated trading
Today, in response to the Commodity Futures Trading Commission’s (CFTC) supplemental notice of proposed rulemaking regarding Regulation AT, FIA and the FIA Principal Traders Group (FIA PTG) submitted comments opposing overly prescriptive regulation of automated trading.
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FIA and FIA PTG oppose overly prescriptive regulation of automated trading
Washington, D.C.—Today, in response to the Commodity Futures Trading Commission’s (CFTC) supplemental notice of proposed rulemaking regarding Regulation AT, FIA and the FIA Principal Traders Group (FIA PTG) submitted comments opposing overly prescriptive regulation of automated trading.
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Quick Byte: The Leverage Ratio: A Threat to Liquidity?
Quick Byte: The Leverage Ratio: A Threat to Liquidity?
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