In a letter submitted to the SEC today, the FIA Principal Traders Group (FIA PTG) supported the goals of the Market Data Infrastructure Proposal to update and expand the information included in the Securities Information Processor (SIP) and to move to a decentralized consolidation model.
CONTINUE READINGn a letter submitted to the CFTC today, the FIA Principal Traders Group (FIA PTG) opposed proposed amendments to delay the reporting of block transactions in swaps for 48-hours.
CONTINUE READINGIn a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to closely scrutinize the unfairly discriminatory and anti-competitive latency advantage provided to the Wireless Connections covered by this proposal. FIA PTG went on to say that they believe the Wireless Connections as currently operated are inconsistent with Exchange Act requirements.
CONTINUE READINGApril 23, 2020 - In a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to disapprove the Proposal citing among other things that:
CONTINUE READINGIn a letter submitted to the CFTC today, FIA PTG welcomed the finalization of the capital requirements for Swap Dealers with the following suggested modifications for non-bank Swap Dealers:
CONTINUE READINGIn a letter submitted to the CFTC today, FIA PTG supported the Commission’s proposal to prohibit the practice of post-trade name give-up for swaps that are anonymously executed on a Swap Execution Facility and are intended to be cleared.
CONTINUE READINGIn a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to disapprove the proposal.
CONTINUE READINGIn a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) concurred with the SEC that the current effective-upon-filing procedure for NMS plan fee amendments should be rescinded and replaced with the standard fee amendment process which allows for public comment before becoming effective.
CONTINUE READINGIn a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) again urged the SEC not to approve EDGA’s proposal to introduce an asymmetric speed bump.
CONTINUE READINGThe FIA Principal Traders Group issued a response to the client participation questions in the CPMI-IOSCO discussion paper on CCP default auctions.
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