On February 12, 2021, FIA PTG submitted a letter to the SEC raising market access concerns with the wireless connectivity configuration to Nasdaq via the roof of their data center in Carteret, NJ.
CONTINUE READINGOn February 8, 2021, FIA PTG submitted a letter to the SEC encouraging the Commission to reject an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT).
CONTINUE READINGOn 3 February, FIA PTG joined over two dozen trade groups in sending letters to the New York legislature in opposition to re-imposing any form of a New York State Stock Transaction Tax (STT).
CONTINUE READINGIn a letter submitted to the SEC today, the FIA Principal Traders Group (FIA PTG) encouraged the Commission to approve Nasdaq BX's proposal to limit the number of option strikes listed for trading on the exchange.
CONTINUE READINGOn 6 October, FIA and FIA PTG joined over two dozen trade groups in sending letters of opposition to the New Jersey legislature, highlighting concerns about legislative proposals that would impose a tax on high-quantity processors of financial transactions.
CONTINUE READINGIn a letter submitted to the SEC today, the FIA Principal Traders Group responded to the amended proposal recently filed by the Exchange.
CONTINUE READINGIn a letter submitted to the SEC today, FIA PTG supported the Cboe’s proposal to add an electronic compression component to its existing compression forum.
CONTINUE READINGIn a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) urged the SEC not to approve Cboe BYX’s proposal to introduce Periodic Auctions for the Trading of U.S. Equity Securities.
CONTINUE READINGFIA and FIA PTG comment in support of the CFTC’s electronic trading proposal
CONTINUE READINGFIA Principal Traders Group (FIA PTG) responded to the Brazilian Securities and Exchange Commission (CVM) Public Hearing Notice SDM No. 9/19.
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