Videos
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2016 CFTC and SRO enforcement trends
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016.
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MiFID crashcourse for U.S. CCOs
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR).
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FIA Special Report: Election aftermath - what to expect from the transition
Although the results of the Nov. 8 U.S. elections are not yet complete, all major news outlets have declared Donald Trump to be the winner of the presidential election, with Republican majorities in both the House of Representatives and the Senate.
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CFTC source code proposal raises grave concerns
FIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated trading.
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FIA EPTA response to ESMA’s Consultation Paper on draft RTS under MiFIR on package orders for which there is a liquid market
In November 2016 FIA EPTA submitted its comments to the European Securities and Markets Authority (ESMA) regarding its Authority’s Discussion Paper on the trading obligations for derivatives under MiFIR.
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Accessing PRC futures and commodities exchanges
China’s markets have been a source of great interest to overseas market participants because of its sheer size and potential.
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Money.Net wins FIA innovator competition
FIA announced that Money.Net is the winner of the 2016 FIA Expo Innovator of the Year award.
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CFTC Commissioner Christopher Giancarlo on CFTC's proposed Reg AT
At FIA Expo 2016, CFTC Commissioner Christopher Giancarlo discusses his concerns with the source code requirements in the CFTC's proposed Reg AT.
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FIA and FIA Japan sign formal affiliation agreement
Walt Lukken, president and CEO of FIA, and Yasuo Mogi, Vice Chairman of FIA Japan (FIAJ) signed a formal agreement affiliating the two organizations today at the 32nd Annual Futures and Options Expo.
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FIA welcomes proposed guidance on central counterparty risk and pushes for more transparency
FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) on resilience and recovery of central counterparties (CCPs).
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