Videos
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Treasury Capital Markets Report makes valuable recommendations on cleared derivatives markets
FIA released a statement today commending the Treasury Department’s work on the Capital Markets Report.
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FIA receives 'ASAE 2017 Power of A' Honors for Innovators Pavilion
FIA has earned a 2017 ASAE Power of A Silver Award for its Innovators Pavilion, a program that showcases fintech startups providing disruptive and innovative new services to the cleared derivatives industry.
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A CFTC enforcement refresher and overview of cooperation credit
Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation.
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FIA recommendations to streamline CFTC regulations and enhance market integrity
FIA responded to the CFTC’s call for suggestions on simplifying and modernizing CFTC rules via Project KISS today.
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FIA announces 20 fintech startups chosen for Innovators Pavilion
FIA announced that 20 companies have been chosen to exhibit in the Innovators Pavilion at the 33rd Annual FIA Expo in Chicago October 17 – 19.
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MiFID II: what are we waiting for?
MiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
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It’s all about cyber
The new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities
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FIA EPTA response to ESMA consultation on the evaluation of the Short-selling Regulation
On 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
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New MiFID II resource – Due Diligence Assessment of Prospective DEA Clients
FIA's European E-Trading Committee - in cooperation with AFME, AIMA and MFA - have produced a template of questions for use by investment firms providing direct electronic access to their clients, as required under Article 22 of RTS 6.
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FIA: relocation not necessary for enhanced central counterparty oversight
FIA submitted comments to the European Commission (EC) today regarding Part 2 of the EMIR Review Proposal.
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