Videos
-
One-on-one interview with Betty Liu - FIA Expo 2019
Speakers: Betty Liu Chief Experience Officer, Intercontinental Exchange & Executive Vice Chairman NYSE Group Alicia Crighton Managing Director, Chief Operating Officer of Prime Services US Clearing Goldman Sachs
CONTINUE READING -
Exchanging Views - Expo 2019
Against a backdrop of healthy volumes and geopolitical uncertainty, the world’s major exchange groups continue to evolve into new business areas with acquisitions leading them into increasingly diverse offerings including benchmarks, technology and data. Leaders from these institutions shared their views on the challenges and opportunities today and into the future.
CONTINUE READING -
CFTC’s jurisdiction over fraud in the cash markets: are there any limits?
The Dodd Frank Act added a Section 6(c)(1) to the Commodity Exchange Act, entitled “Prohibition Against Manipulation.” Section 6(c)(1) authorized the CFTC to promulgate rules and regulations prohibiting any person to use or employ any manipulative or deceptive device or contrivance in connection with, among other things, a contract for sale of any commodity in interstate commerce.
CONTINUE READING -
FIA Best Practices for Exchange Risk Controls Presentation at CFTC TAC Meeting, October 2019
FIA Best Practices for Exchange Risk Controls
CONTINUE READING -
ETD Volume - September 2019
Worldwide volume of exchange-traded derivatives was 3 billion contracts in the month of September, down 11.7% from the previous month but up 27.2% from September 2018
CONTINUE READING -
FIA announces fintech startups chosen for fifth annual Innovators Pavilion
FIA today announced that 20 companies have been chosen to exhibit in the FIA Innovators Pavilion at the 35th Annual Futures and Options Expo, which will take place in Chicago on Oct. 29-31.
CONTINUE READING -
Opening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
Opening remarks of FIA President and CEO Walt Lukken at FIA Forum: Frankfurt 2019
CONTINUE READING -
FIA questions new OCC capital management plan in SEC letter
FIA submitted a letter to the SEC that raises concerns about the Options Clearing Corporation’s (OCC) proposed new capital management plan.
CONTINUE READING -
FIA’s FMC requests flexibility for permissible investments for FCMs
FIA’s Financial Management Committee submitted a petition for more flexibility for FCMs to invest customer funds in safe and liquid financial instruments under applicable CFTC rules.
CONTINUE READING -
FIA responds to CFTC, SEC on non-default losses
FIA responded to both the CFTC and the SEC on ICE Clear Credit’s proposed rule amendments to allocate non-default losses for investment losses and custodial losses to clearing members.
CONTINUE READING
