Videos
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FIA and FIA Japan sign formal affiliation agreement
Walt Lukken, president and CEO of FIA, and Yasuo Mogi, Vice Chairman of FIA Japan (FIAJ) signed a formal agreement affiliating the two organizations today at the 32nd Annual Futures and Options Expo.
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FIA welcomes proposed guidance on central counterparty risk and pushes for more transparency
FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) on resilience and recovery of central counterparties (CCPs).
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Introducing FIA EPTA: the voice of Europe’s Principal Trading Industry
FIA EPTA is the voice of Europe’s Principal Trading Industry.
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FIA launches interactive SEF Tracker
FIA announced the launch of an online tool to track and visualize trading activity on swap execution facilities (SEFs).
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Summary of new EFRP rules and Q&A with the CME Group
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance).
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CFTC, FERC & SEC updates for CCOs
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement.
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Five years’ of providing a voice to the EU principal trading industry
This summer, FIA EPTA marked the 5th anniversary of its foundation. Although still a comparatively young organisation, this milestone has caused the people, like myself, who were there at the start to reflect upon how things have changed since we’ve been in business – as well as looking forward to what the next five years might bring.
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Insider trading under the Commodity Exchange Act
The CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
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New action on CFTC automated trading rules
At a CFTC meeting last week, Chairman Tim Massad outlined the Commission’s fall priorities.
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Greg Wood joins FIA as SVP of Global Industry Operations and Technology
Walt Lukken, president and CEO of FIA, announced that Greg Wood has been hired as the Senior Vice President of Global Industry Operations & Technology.
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