Videos
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Protect source code to protect innovation in markets
In our last piece on the CFTC’s proposed rules on automated trading, we explained why the Commission should focus only on risk controls in its first rulemaking on this topic.
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Designing your SEF compliance program
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of various SEFs related to execution protocols and trade practice rules.
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NFA Bylaw 1101 compliance
NFA Bylaw 1101 prohibits NFA members from conducting futures-related business with non-members that are required to be registered with the CFTC but have not done so.
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First things first: risk controls
Since the CFTC published their proposed rule on automated trading, dozens of comments have come in from across the industry.
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FIA pledges to continue working with Basel Committee on impact of capital requirements
FIA welcomed the Basel Committee's consultation on proposed revisions to the leverage ratio today, but expressed disappointment that the new framework does not include an offset for initial margin.
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The other side of the coin: bitcoin, blockchain, regulation and enforcement
The rise of cryptocurrencies such as Bitcoin has gained widespread attention since its inception in 2009.
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FIA responds to ESMA guidelines on transaction reporting under MiFIR
FIA has submitted its response to ESMA’s Consultation Paper on “Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation."
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FIA speakers and delegates identify keys to industry success
Boca Raton, Fla.— A record number of participants joined FIA at its 41st annual International Futures Industry Conference in Boca to consider the future of the industry.
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FIA inducts former House Speaker John Boehner into the Futures Hall of Fame
Boca Raton, Fla.—John Boehner, Speaker of the House from 2011 to 2015, was inducted into the Futures Hall of Fame yesterday at the 41st annual FIA International Futures Industry Conference in Boca Raton, Florida.
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FIA updates its set of standard recommendations for ETD eTrading under MiFID II
FIA’s set of MiFID II minimum standard recommendations for ETD eTrading for EU exchanges has now been updated to include an algo conformance statement on materiality.
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