From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.
CONTINUE READINGJoin us for a discussion on annual trends in trading activity in the global futures and options markets.
CONTINUE READINGSullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants.
CONTINUE READINGSpend your day connecting with the local FIA member community at the Chicago Golf Outing hosted by the FIA Operations Americas Division.
CONTINUE READINGFIA comes to Hong Kong in May 2024 where we will discuss regional and local issues and developments impacting the use of listed and cleared derivatives.
CONTINUE READINGFIA comes to Taipei in August 2024 where we will discuss regional and local issues and developments impacting the use of listed and cleared derivatives.
CONTINUE READINGFIA’s quarterly review of volume and open interest on derivatives exchanges worldwide. This webinar will provide insights into trends in trading activity in the global listed derivatives markets.
CONTINUE READINGFIA and FIA Japan are pleased to present our first forum in Tokyo on 10 October, bringing together leading industry experts in exchange-traded and centrally cleared derivatives.
CONTINUE READINGFIA comes to Frankfurt to discuss key issues impacting listed and cleared derivatives markets and participants in the region.
CONTINUE READINGPlease join us at the inaugural presentation of a new client clearing model in Europe. The European Agent Trustee Model has been designed broadly to replicate the US FCM Model and will be complementary to, and not a substitute for, other clearing models available for use in Europe.
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