Search
Showing 5065 results
Give Up Essentials 2: Troubleshooting Real-World Scenarios
Give-Up Essentials, the pre-requisite to this course, uses give-up trade flows to show how the process works when everything runs smoothly. This course examines problems that can arise during give-up trade processing. It identifies where failures occur and explores how problems can be resolved.
CONTINUE READINGGive Up Essentials
Whether you’re a customer or an employee at a broker, exchange, or CCP, understanding give ups and the complexities they add to the trade flow is essential. This online course illustrates how the introduction of give ups alters the trade flow for futures and options on futures.
CONTINUE READINGAverage Pricing
This course provides a comprehensive overview of average pricing, including how and why futures and options trades are average priced. It explains how fund managers achieve fair and equitable distribution of trades among their customers by using average pricing or best fit methodologies.
CONTINUE READINGTransforming the Position Transfer Process
With the release of a new DMIST standard, the industry now has a framework to accelerate processing times, more efficiently collect the data needed to effect the position transfer and set the stage for automating the process. Representatives from brokerage firms, clients and clearinghouses share their insight on how clients, clearing members and clearinghouses can work together to streamline the Position Transfer process and reduce risk.
CONTINUE READINGUS Treasury Market Gears Up for Central Clearing
Banks, broker-dealers, asset managers and other participants in the US Treasury market are scrambling to comply with a regulatory mandate to step up their use of central clearing. The adoption of central clearing will require market participants to implement a host of changes to their processes, systems and counterparty relationships.
CONTINUE READINGFutures and Options
A "must read" for prospective and new participants in the derivatives industry as well as market regulators and other stakeholders who must build market knowledge. It serves as a valuable educational resource for the aspiring professional — whether from the buy or sell-side — and as a basic component in any personal finance library.
CONTINUE READINGGuide to U.S. Futures Regulation
A practical application of U.S. derivatives regulations that serves as desk reference and a study manual for the regulation portion for the Series 3 exam, and the Series 32 exam for current professionals of the UK & Canada who must meet U.S. proficiency requirements.
CONTINUE READINGIntroduction to Derivatives
A basic guide for knowledge seekers wishing to understand the markets, players, products and regulatory structure. Our guide offers an overview on how markets work and how the products they trade are used to solve real-world problems. The guide includes a glossary of definitions and industry jargon.
CONTINUE READINGSeries 3 PassMaster
Series 3 PassMaster is a 2-part exam prep software. The Tutorial is a "flash card" section that uses Q&A to test your knowledge by topic area and level of difficulty. After responding to a question, you receive instant feedback with an explanatory answer and rationale. The Exam Simulator offers an unlimited number of timed tests. It mimics the format of the Series 3 Exam with results scored like the actual test.
CONTINUE READINGSeries 3 Exam Standard Set
Our most popular set helps build your confidence for test day! The set includes Futures and Options and U.S. Futures Regulation plus PassMaster online flash cards and practice exam. This blended learning set provides an excellent way to learn as well as test your knowledge and retention of important concepts and regulations.
CONTINUE READING