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FIA EPTA response to the HM Treasury Consultation Paper on the Wholesale Markets Review
The FIA European Principal Traders Association (FIA EPTA) appreciates the opportunity to provide feedback to the HM Treasury Consultation Paper regarding the Wholesale Markets Review. FIA EPTA agrees that the breadth of the current definition of a ‘multilateral system’ has created ambiguity about the regulatory perimeter which should be clarified. This has been particularly acute for brokers arranging transactions over the phone (so called “voice brokers”) and technology firms innovating new ways of bringing together buying and selling interests.
CONTINUE READINGFIA releases principles for cross-border regulation
FIA released a policy paper outlining seven principles to guide the regulation of cross-border activity in the derivatives markets.
CONTINUE READINGPractical advice for responding to investigations in the commodities/derivatives space
In this webinar, a senior prosecutor from the DOJ's Market Integrity and Major Frauds unit and a senior enforcement attorney from the CFTC join a panel of Clifford Chance attorneys to discuss and analyze recent cases and various hypothetical scenarios of investigation to assist in-house counsel in identifying potential pitfalls that can lead to charges.
CONTINUE READINGFIA responds to ESMA on EMIR trade reporting
FIA submitted a response to ESMA's consultation on September 30 on the draft Guidelines for derivatives reporting under EMIR that highlights key areas where additional clarity and guidance is required from ESMA to ensure consistent interpretation and implementation of reporting rules to enable improved data quality, accuracy and completeness of reported data under EMIR Refit.
CONTINUE READINGFIA announces 10 startups selected for 2021 Innovators Pavilion
FIA announced the 10 startups that have been chosen to exhibit in the 2021 Innovators Pavilion, FIA's annual showcase for fintech startups relevant to derivatives trading and clearing.
CONTINUE READINGTrade associations raise concerns about proposal that would upend the tax treatment of derivatives
FIA and FIA PTG joined eight trade associations in concerns about the impact S. 2621, the Modernization of Derivatives Tax Act, may have on derivatives markets and the end-users that rely on them.
CONTINUE READINGFIA Speaks Episode 22: Referencing Industry Data with Linda Coffman
In this episode, FIA’s Will Acworth talks with Linda Coffman, the CEO of the SmartStream Reference Data Utility.
CONTINUE READINGFIA EPTA response letter to the Discussion Paper on Diversity and inclusion in the financial sector – working together to drive change (DP21/2)
FIA EPTA appreciates the opportunity to provide feedback to the Bank of England (BoE), Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) Discussion Paper regarding Diversity and inclusion in the financial sector – working together to drive change. FIA EPTA members would like to acclaim the BoE, PRA and FCA’s work on including Social and Governance components of ESG in their work to create a sustainable and resilient financial sector.
CONTINUE READINGAPAC cross border trading: challenges and opportunities
Whether it’s inter-regional or global, there are consistent dynamics which shape the exchange traded derivatives industry. In the Asia Pacific region, some have created opportunities amidst the current uncertain environment whilst others have posed major challenges.
CONTINUE READINGETD Volume - September 2021
Worldwide volume of exchange-traded derivatives was 5.63 billion contracts in the month of September, making it the highest level recorded.
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