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The UK's approach to cross-border clearing
Christina Segal-Knowles will speak about the Bank of England's application of "safe openness" in its post-Brexit approach to non-UK CCPs clearing in the UK.
CONTINUE READINGThe CFTC’s evolving application of its fraud-based manipulation law and regulatory provisions
Join us on December 2 for a highly interactive webinar that will explore the CFTC’s expanding application of the anti-manipulation provisions of Dodd-Frank into novel territory.
CONTINUE READINGBriefing on updated FIA clearing documentation
Join FIA on 25 January for a free, one-hour online session that provides background on the recently updated FIA Terms of Business 2018, updated User Guide, Update Patch 2021 and new/updated FIA Indirect Clearing Terms that were published in November 2021.
CONTINUE READINGFIA L&C webinar: How US firms can navigate the EU regulatory agenda on ESG
The pace of legislative and regulatory change on sustainability both inside and outside the EU continues to accelerate, with global firms including those operating in the US finding themselves navigating increasingly disparate regimes.
CONTINUE READINGRegulatory developments in the Asia-Pacific region
The Asia-Pacific region has seen a few significant regulatory developments in recent years which have affected the exchange traded derivatives marketplace.
CONTINUE READINGEnhancing the clearing ecosystem: Physical deliveries
FIA Operations presents a panel on Physical Deliveries processing and settlements.
CONTINUE READINGUnderstanding the SEC’s evolving derivatives regulatory framework
With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again.
CONTINUE READINGChicago Golf Outing
Spend your day re-connecting with the local FIA member community at the Chicago Golf Outing hosted by the FIA Operations Americas Division.
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