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Special Report Series - Part Two: Derivatives under MiFID – Trading Obligation and Definition of Liquid Market
This Special Report is the second in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authorities (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive II (2014/65/EU) and Markets in Financial Instruments Regulation (Regulation 600/2012) (“MiFIR”), which together are referred to as “MiFID II” and come into effect on 3 January 2017.
CONTINUE READINGFIA responds to DECC proposals on UK electricity market operators
FIA has responded to the Department of Energy & Climate Change (DECC) in the UK on proposals for the monitoring and enforcement of nominated electricity market operators
CONTINUE READINGSpecial Report Series: Third Country Firms Under MiFID II
This Special Report is the seventh of the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”).
CONTINUE READINGSpecial Report Series: Transaction Reporting of Instruments
This Special Report is the eighth in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”).
CONTINUE READINGSpecial Report Series: Transparency
This Special Report is the ninth and final in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”).
CONTINUE READINGFIA responds to ESMA indirect clearing consultation
FIA, together with the Investment Association (IA) has submitted its response to ESMA's Consultation on Indirect Clearing Arrangements under EMIR and MiFIR.
CONTINUE READINGFIA responds to Fair and Effective Markets Review
FIA has submitted its response to UK regulators' Fair and Effective Markets Review.
CONTINUE READINGSummary: Securities Financing Transaction Regulation
The Securities Financing Transaction Regulation (SFTR) text is currently under review by the European Council and Parliament. It is expected to be approved on 27 October 2015 and come into force six months after this date.
CONTINUE READINGFIA responds to FCA MiFID II implementation paper
FIA has responded to a consultation paper from the UK's Financial Conduct Authority (FCA) on the implementation of MiFID II, entitled Markets in Financial Instruments Directive II Implementation - Consultation Paper I (December 2015 - CP 15/43
CONTINUE READINGSupplemental comment regarding CFTC re-opening of comment period for position limits for Derivatives and Aggregation of Positions
FIA provided the Commodity Futures Trading Commission with the comments and recommendations set forth below as a supplement to FIA’s prior comments filed in response to the Commission’s Notice of Proposed Rulemakings concerning Position Limits for Derivatives, 78 Fed. Reg. 75680 (Dec. 12, 2013) and Aggregation of Positions, 78 Fed. Reg. 68946 (Nov. 15, 2013).
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