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Accessing PRC futures and commodities exchanges
China’s markets have been a source of great interest to overseas market participants because of its sheer size and potential.
CONTINUE READINGInsider trading under the Commodity Exchange Act
The CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
CONTINUE READINGIssues & strategies for U.S. fund managers marketing in Europe
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties arising from the Brexit referendum.
CONTINUE READINGBrexit: what's next for the cleared derivatives markets?
FIA invites you to join us on Tuesday, 28 June for a special webinar that discusses the near-term consequences for the cleared derivatives industry, following the United Kingdom’s vote to leave the European Union.
CONTINUE READINGAn Introduction to bitcoin & blockchain
Join FIA Operations Americas for an introduction to basic concepts surrounding bitcoin and blockchain.
CONTINUE READINGOTC Margin Rules, U.S. & E.U. Perspectives
Different regulatory bodies have come out with final rules setting forth requirements for the posting and collecting of margin between certain counterparties to certain OTC swaps.
CONTINUE READINGDesigning your SEF compliance program
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of various SEFs related to execution protocols and trade practice rules.
CONTINUE READINGNFA Bylaw 1101 compliance
NFA Bylaw 1101 prohibits NFA members from conducting futures-related business with non-members that are required to be registered with the CFTC but have not done so.
CONTINUE READINGThe other side of the coin: bitcoin, blockchain, regulation and enforcement
The rise of cryptocurrencies such as Bitcoin has gained widespread attention since its inception in 2009.
CONTINUE READINGCFTC and SEC Dodd-Frank whistleblower rules
The Commodity Futures Trading Commission and the Securities and Exchange Commission’s Dodd-Frank whistleblower rules have strengthened the regulators’ enforcement regimes and encouraged employees to report wrongdoing, but also create new requirements and hazards for employers.
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