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FIA releases best practices for automated trading risk controls and system safeguards
This paper consolidates our previous work and covers best practices in pre-trade risk management, exchange volatility control mechanisms, post-trade analysis and exchange-based conformance testing, among other areas. These practices are designed to help ensure that markets operate safely, regardless of the technology used.
CONTINUE READINGFIA response to provisional EMIR 3.0. agreement
FIA congratulates the Council of the EU and the European Parliament on reaching a provisional political agreement on the review of the European market infrastructure regulation and directive (EMIR 3.0). FIA supports positive incentives to further enhance the attractiveness of EU clearing and EU capital markets. However, FIA remains convinced that any measures to increase the attractiveness of EU clearing should be guided by the principle of facilitating client choice on where to clear and protecting the international competitiveness of EU market participants.
CONTINUE READINGFIA New Member Profile - RiskMathics Financial Institute
RiskMathics Financial Institute is a financial education and training company based in Mexico City with clients across Latin America and the US. The company offers training in several areas, including derivatives, financial risk management, trading, markets, quantitative finance, asset and portfolio management, investment banking, private wealth management, fintech, blockchain and AI.
CONTINUE READINGFIA and ISDA respond to Australia FMI regulatory reforms consultation
FIA and ISDA have submitted a response to the Australian Treasury's consultation on the financial market infrastructure reform package. In particular, the associations have carefully considered the proposed crisis resolution regime.
CONTINUE READINGMarketVoice Podcast - Daniel Gorfine discusses AI and digital asset regulation
Daniel Gorfine, founder and CEO of Gattaca Horizons, talks to FIA President and CEO Walt Lukken about his time leading innovation at the CFTC, the rise of AI in financial services, digital asset regulation, and more.
CONTINUE READINGFIA gives remarks on bank capital proposals at CFTC meeting
On 13 February, FIA will provide remarks to the Commodity Futures Trading Commission's Energy and Environmental Markets Advisory Committee highlighting the impact that pending US bank capital proposals will have on the cleared derivatives markets.
CONTINUE READINGCharles P. Carey
Charles Carey was a founder and partner of HC Technologies, formerly Henning and Carey, a commodity trading firm and clearing member of CME Group.
CONTINUE READINGTimothy J. Doar
Timothy Doar retired as managing director and chief risk officer of CME Group’s clearinghouse division in 2014, having held managing director responsibilities for 10 years overseeing CME Clearing’s exposure to counterparty risk as well as its financial safeguards and risk management approach.
CONTINUE READINGDe’Ana H. Dow
De’Ana Dow is partner and general counsel at Capitol Counsel. She is one of the most recognized experts on physical and financial futures markets issues, with many years of senior-level experience in both technical and policy areas.
CONTINUE READINGNick Forgan
Nick Forgan has spent more than 35 years in the cleared derivatives industry, including 32 years at J.P. Morgan where he held leadership positions in Sydney, Singapore and London.
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