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Insider trading under the Commodity Exchange Act
The CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
CONTINUE READINGJapan's derivatives markets: an update on technology and trading volumes
Osaka Exchange launched their new derivatives trading platform in July that delivers faster performance, greater capacity, and the ability to support new types of derivatives contracts.
CONTINUE READINGResilience, Recovery and Resolution
Regulators Launch Global Effort to Strengthen Clearinghouses
CONTINUE READINGBuilding Bikes to Remember: A Tribute to Sept. 11 Victims
Fifteen years after the September 11 attacks on the World Trade Center, people affected by the tragedy are remembering the event by giving back to their communities and donating their time and energy to charitable causes.
CONTINUE READINGRevisiting the Leverage Ratio
End-Users Appeal to Banking Regulators for Clearing Relief
CONTINUE READINGFIA submits letter to CFTC on improving Chief Compliance Officer annual report requirements
FIA, along with the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) submitted a letter to the CFTC on the process for filing the Chief Compliance Officer (CCO) Annual Report for Futures Commission Merchants, Swap Dealers and Major Swap Participants.
CONTINUE READINGNew action on CFTC automated trading rules
At a CFTC meeting last week, Chairman Tim Massad outlined the Commission’s fall priorities.
CONTINUE READINGInsight: The value of markets, the power of innovation
Sometimes the simplest questions we face are the hardest to answer.
CONTINUE READINGIndia considers restrictions on automated trading
The Securities and Exchange Board of India, the country's primary regulator of financial and commodity markets, is considering a wide range of measures to restrict high-frequency trading.
CONTINUE READINGMIFID II
The European Commission has nearly completed work on the regulatory technical standards needed for the implementation of the Markets in Financial Instruments Directive II, its comprehensive overhaul of market regulation.
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