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Regulators Crack Down on Cryptocurrency Trading
Market regulators in several jurisdictions are taking steps to limit speculation in cryptocurrency trading.
CONTINUE READINGU.S. Treasury Proposes Changes to Bankruptcy Process for Financial Institutions
On Feb. 21, the U.S. Department of the Treasury released a report with recommendations for improving the process for managing the resolution of large financial institutions.
CONTINUE READINGETD Volume - February 2018
Worldwide volume of exchange-traded derivatives was 2.447 billion contracts in the month of February, up 3.7% from the previous month and up 31.8% from February 2017.
CONTINUE READINGGDPR: essentials for the May 25 compliance deadline
Join partners of Sequel Technology Law and Achieved Compliance Solutions for a walk-through of the essential tasks and analysis that need to be completed by the May 25 compliance deadline for the EU’s General Data Protection Regulation (GDPR).
CONTINUE READINGFIA and ISDA submit joint response to ESMA's consultation paper on Anti-Procyclicality Margin Measures for Central Counterparties
On 28 February, FIA and ISDA (the Associations) submitted a joint response to the European Securities Markets Authorities (ESMA) consultation paper on Draft Guidelines on Anti-Procyclicality Margin Measures for Central Counterparties.
CONTINUE READINGBattle Over Nifty Futures & Options
On Feb. 9, India’s three main stock exchanges issued a statement saying they will stop licensing their stock indexes and market data to foreign exchanges and index providers in order to curtail offshore trading of equity index derivatives based in Indian stocks.
CONTINUE READINGU.S. and U.K. Regulators Agree to Cooperate on Fintech
On Feb. 19, the Commodity Futures Trading Commission announced an arrangement with the U.K.’s Financial Conduct Authority that commits the two regulators to collaborating and supporting innovative firms through each other’s financial technology initiatives—LabCFTC and FCA Innovate.
CONTINUE READINGU.K. Regulators Discuss Supervision of Algorithmic Trading
On Feb. 12, the U.K. Financial Conduct Authority published a report on the supervision of algorithmic trading in wholesale markets.
CONTINUE READINGFIA EPTA comments on the Investment Firm Review (IFR) legislative proposal
FIA EPTA welcomes the European Commission’s legislative proposals for a Directive and a Regulation on the prudential supervision, and the prudential requirements, of investment firms.
CONTINUE READINGQuick Byte: Supplemental Leverage Ratio is having an impact on liquidity
Quick Byte: Supplemental Leverage Ratio is having an impact on liquidity
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