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FIA and ISDA comment on possible reforms to the MiFID/MiFIR regulatory framework
FIA and ISDA (together the Associations) recently responded to the European Commission’s consultation paper on the review of the regulatory framework for investment firms and market operators under the MiFID II/R.
CONTINUE READINGFIA discusses climate-related risk to FIA members, derivatives industry
FIA submitted comments to the CFTC's Market Risk Advisory Committee Climate Subcommittee on the challenges and issues related to climate change.
CONTINUE READINGAIMA, FIA EPTA, MFA and WFE issue a letter on short-sale bans in the European Union
The Alternative Investment Management Association (“AIMA”), FIA European Principal Traders Association (“FIA EPTA”), Managed Funds Association (“MFA”) and the World Federation of Exchanges (“WFE”) issued a letter to express our concern that current restrictions on short selling are hurting markets, disadvantaging investors and undermining the longer-term goal of building a Capital Markets Union.
CONTINUE READINGFIA EPTA response to ESMA's Consultation on Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR
FIA EPTA members are pleased to provide feedback to ESMA on its draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR as amended by the Investment Firm Regulation (IFR).
CONTINUE READINGFIA EPTA comments on the FCA occasional paper “Quantifying the High-Frequency Trading ‘Arms Race’”
FIA EPTA is appreciative of the opportunity to provide an industry review and analysis of the FCA Occasional Paper No. 50, “Quantifying the High-Frequency Trading ‘Arms Race’: A new methodology and estimates” by Matteo Aquilina, Eric Budish and Peter O’Neill (“the Occasional Paper”).
CONTINUE READINGFIA EPTA issued two analyses of the impact of Short-selling bans
FIA EPTA researched in April 2020 on the impact of bans on short-selling in European equities indexes in March 2020 during the COVID-19 coronavirus outbreak.
CONTINUE READINGFIA EPTA letter on the European Commission consultation on a digital operational resilience framework for financial services
FIA EPTA appreciates the opportunity to respond and feed into the European Commission’s consultation on improving resilience against cyberattacks for the financial services sector.
CONTINUE READINGFIA Speaks Episode 11: CFTC Chairman Heath Tarbert
Episode 11 features Commodity Futures Trading Commission Chairman Heath Tarbert in a wide-ranging conversation with FIA President and CEO Walt Lukken.
CONTINUE READINGFIA seeks clarity for FCMs clearing SEF block trades
FIA filed a comment letter with the CFTC responding to the agency’s proposed rulemaking on Swap Execution Facility Requirements and Real-Time Reporting Requirements.
CONTINUE READINGFIA request to modify and extend OCR No-Action relief
FIA sent a letter to the CFTC requesting a modification and extension of the current no-action relief for Ownership and Control Reports Implementation Reporting Requirements.
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