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Record Fine
Deutsche Bank announced on April 23 that it reached joint settlements with U.K. and U.S. regulators as part of an industry-wide investigation into manipulation of interest rate benchmarks.
CONTINUE READINGRecognizing Those in Our Industry Who Give Back
IN A CHICAGO neighborhood where the number of violent crime reports ranks 9th among Chicago’s 77 communities, DRW College Prep is making a difference in the lives of hundreds of high school students.
CONTINUE READINGPreparing for Remit
On Sept. 24, FIA issued a notice summarizing the registration and reporting requirements of the EU Regulation on Wholesale Energy Markets Integrity and Transparency (REMIT).
CONTINUE READINGPosition Limits Update
The Commodity Futures Trading Commission is moving forward cautiously on position limits, one of the most difficult and controversial pieces of Dodd-Frank.
CONTINUE READINGOwner vs. Member
The Securities and Exchange Commission on Sept. 10 issued an order lifting a stay of approval on the OCC’s plan to raise additional capital and a second order initiating a review of the approval.
CONTINUE READINGOverseas Access
The Monetary Authority of Singapore has issued a consultation on regulatory amendments that would allow clearinghouses based in Singapore to admit overseas clearing firms as members.
CONTINUE READINGOTC Derivatives Reform
On April 28, the Monetary Authority of Singapore issued a consultation paper to further implement OTC regulatory reform in Singapore.
CONTINUE READINGOTC Derivatives
On March 31, FIA Asia and ASIFMA, a trade association representing international banks and brokers active in Asian markets, submitted a joint comment to the Monetary Authority of Singapore's consultation on proposed amendments to the Securities and Futures Act.
CONTINUE READINGOTC Clearing
On Feb. 5, the Hong Kong Monetary Authority and the Securities and Futures Commission released the final version of the mandatory clearing rules for interest rate swaps as well as a paper discussing the changes it made to the rules in response to comments submitted by market participants during the consultation process.
CONTINUE READINGStamp of approval for cross-border clearing
ESMA Recognizes First U.S. Clearinghouse
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